Risk & Compliance Manager

Morgan Hunt; England; Remote; GBP 40,000 - 60,000; Full time

Job summary

A boutique law firm in East Riding of Yorkshire seeks a Risk & Compliance Manager. This fully remote role offers autonomy in managing the compliance department and requires experience in risk and compliance within a law firm. The position promises growth opportunities and a supportive environment.

Qualifications

• Ideally Risk & Compliance experience from a Law firm.
• Great communications skills and ability to influence and manage senior stakeholders.

Responsibilities

• Ensuring Compliance with the SRA standards.
• Dealing with client matters to regulatory standards.
• Deliver training to fee earners.

Skills

Communication

Influencing

Job description

Risk & Compliance Manager

£40k-£60k

Fully Remote

Law firm based in East Riding of Yorkshire







A boutique Law firm based in East Riding of Yorkshire is looking to recruit a Risk & Compliance Manager to join their firm for a departing Compliance Officer that is retiring.

This law firm specialises mainly in Real Estate, Disputes resolution, Corporate Law, and Private Client, Family, and Residential Property.

They have Clients that include Major Supermarkets.




This firm offers a great working environment and culture and you will have autonomy for run the Risk and Compliance department how you see fit. There is no glass ceiling for this role and promotion in titles and responsibilities are on offer. You will be able to grow the Risk & Compliance department.




The duties of the Risk & Compliance Managerfor a law firm based in East Riding of Yorkshire will include but not limited to:




· Ensuring Compliance with the SRA standards are adhered to

· Dealing with client matters to regulatory standards such as conflicts of interests, data protection,

· Assisting the COLP with SRA communications, investigating and advising on breaches

· Dealing with complaints/claims against the firm – liaise with SRA, Legal Ombudsman and insurers

· Lexcel accreditation and reports

· Deliver training to fee earners

The requirements for the Risk & Compliance Manager role that is fully remote, for a law firm based in East Riding of Yorkshire are:

· Ideally Risk & Compliance experience from a Law firm

· For Solicitors that may want to move into a Risk role – no more targets!!

· For Practice Managers that would be keen for a pure compliance role

· Great communications skills and ability to influence and manage senior stakeholders




This is an excellent opportunity for a risk & compliance, solicitor or practice manager, that wants a new challenge and have full autonomy on how to run a compliance department. A hand off and further training will be provided by the leaving Compliance Officer.




To apply for this role please send your CV via this advert. Feel free to call David Phan at Pentagon Talent for further details. Contact details on website and LinkedIn