Compliance Assistant Manager - Banking & Risk

Compliance Professionals; Greater London; On-site; GBP 55,000 - 85,000; Full time

Job summary

Compliance Professionals is seeking a Compliance Assistant Manager for a leading international bank in the West End. You will support the Compliance function to maintain and enhance the Branch’s compliance framework.

You will review procedures, coordinate with departments, monitor updates, and maintain policy inventories while addressing gaps and driving improvements in monitoring and testing programs.

Qualifications

• Strong regulatory compliance experience in a generalist role.
• Experience in corporate banking environments is preferred.
• Strong analytical skills and attention to detail.
• Excellent written and verbal communication skills.
• Experience in management information and reporting.
• Good organisational skills and ability to manage multiple tasks.
• Proficiency in Microsoft Office (Word, Excel, PowerPoint).

Responsibilities

• Review, update, and maintain the Branch’s compliance procedures and related documentation.
• Coordinate with relevant departments to ensure procedures are reviewed, approved, communicated, and implemented.
• Monitor outstanding procedure updates and follow up.
• Maintain an accurate inventory of compliance policies and procedures.
• Identify gaps or inconsistencies in procedures and recommend enhancements.
• Support implementation and maintenance of the Compliance Monitoring and Testing Programme.
• Conduct or coordinate compliance reviews and testing activities.
• Identify control weaknesses and instances of non-compliance, and agree corrective actions.
• Monitor remediation plans and track progress.
• Support the Branch’s risk and control framework.
• Coordinate the annual Risk and Control Self-Assessment (RCSA) exercise.
• Assist in monitoring applicable regulatory requirements and impact assessment.
• Coordinate and manage reviews, and prepare management updates and responses.
• Manage projects delegated by the Compliance Head and support improvement initiatives.

Skills

Regulatory compliance

Generalist role

Corporate banking

Analytical skills

Written and verbal communication

Management information and reporting

Organisational skills

Microsoft Office

Job description

Compliance Professionals is seeking a Compliance Assistant Manager for a leading international bank in the West End. You will support the Compliance function to maintain and enhance the Branch’s compliance framework.

You will review procedures, coordinate with departments, monitor updates, and maintain policy inventories while addressing gaps and driving improvements in monitoring and testing programs.