Compliance Assistant Manager - Banking Controls and Risk

Compliance Professionals; Greater London; On-site; GBP 60,000 - 85,000; Full time

Job summary

Compliance Professionals is seeking a Compliance Assistant Manager for a leading international banking group in London’s West End. You will support the Compliance function to maintain and enhance the Branch’s compliance framework.

Responsibilities include updating procedures, coordinating reviews, monitoring updates, maintaining policy inventories, and driving the Risk and Control Self-Assessment while managing remediation and reporting.

Qualifications

• Strong regulatory compliance experience in a generalist role, ideally in corporate banking.
• Excellent written and verbal communication skills.
• Strong analytical and reporting capabilities.
• Well-organised with good MS Office proficiency.

Responsibilities

• Review, update, and maintain the Branch’s compliance procedures and documentation.
• Coordinate with departments to ensure procedures are reviewed, approved, communicated, and implemented.
• Monitor outstanding procedure updates and follow up.
• Maintain an up-to-date inventory of compliance policies and procedures.
• Identify gaps or inconsistencies and recommend enhancements.
• Support the Compliance Monitoring and Testing Programme implementation and maintenance.
• Conduct or coordinate compliance reviews and testing activities.
• Identify control weaknesses and agree corrective actions.
• Monitor remediation plans and prepare periodic reports.
• Support the risk and control framework and RCSA exercise.
• Assist in regulatory requirements assessment and management reviews.

Skills

Regulatory compliance

Analytical skills

Communication

MI reporting

Organisational skills

MS Office

Tools

Microsoft Office

Job description

Compliance Professionals is seeking a Compliance Assistant Manager for a leading international banking group in London’s West End. You will support the Compliance function to maintain and enhance the Branch’s compliance framework.

Responsibilities include updating procedures, coordinating reviews, monitoring updates, maintaining policy inventories, and driving the Risk and Control Self-Assessment while managing remediation and reporting.