Compliance Manager (Advice)

Campion Pickworth; Greater London; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A reputable financial institution in London is seeking an experienced Compliance Manager to join their team. The successful candidate will be responsible for providing guidance on regulatory requirements, acting as a compliance representative, and helping to develop and maintain compliance frameworks. This hybrid role demands a strong background in compliance or conduct risk within the financial sector, coupled with practical knowledge of FCA handbooks. Attractive terms and a collaborative work environment are offered.

Qualifications

• Experience in a compliance or conduct risk role within the financial services industry.
• Thorough understanding of conduct risk management and promoting good customer outcomes.
• Detailed knowledge of the FCA handbooks and their application.

Responsibilities

• Acting as compliance representative on key projects and initiatives.
• Providing advice and identifying potential solutions to issues.
• Contributing to the development of compliance policies and procedures.

Skills

Compliance knowledge

Conduct risk management

Problem-solving

Education

Formal professional compliance qualifications

Ce-map 3 qualification

Job description

About the job Compliance Manager (Advice)

Our client, an established bank, is looking to recruit an experienced Compliance Manager within their London office, with hybrid working. The manager will work as part of the Compliance Team in delivering practical and clear guidance on how to effectively meet new and existing conduct regulatory requirements, and proactively help to ensure that the bank implements effective systems and controls and to escape any material issues identified.

Role Responsibilities

• Acting as compliance representative on key business and regulatory projects and initiatives
• Providing advice and identifying potential solutions to issues as they arise
• Contributing to the development and maintenance of the regulatory and conduct risk frameworks, Compliance Universe, policies and procedures
• Contributing to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters facing the business

Qualifications and Experience Required

• Previous experience in a compliance or conduct risk role within the financial service industry
• Detailed knowledge of the conduct and regulatory environment
• Thorough understating of conduct risk management and promoting good customer outcomes
• Detailed working and practical knowledge of the FCA handbooks and their application in practice
• Knowledge of retail banking and associated products is desirable
• Formal professional compliance qualifications and/or Ce-map 3 qualification are desirable