Enable job alerts via email!

Compliance Analyst - Asset Management firm

JR United Kingdom

Wakefield

On-site

GBP 40,000 - 55,000

Full time

2 days ago
Be an early applicant

Boost your interview chances

Create a job specific, tailored resume for higher success rate.

Job summary

Une entreprise de gestion d'actifs basée à Wakefield recherche un Compliance Analyst pour soutenir les processus de conformité et travailler sur différents projets réglementaires. Vous aurez pour mission de collaborer avec l'équipe de conformité et d'assurer une conformité continue des activités. Le candidat doit avoir au moins 2 ans d'expérience dans un rôle similaire et une bonne capacité d'analyse.

Qualifications

  • Expérience de conformité généraliste d'au moins 2 ans dans une société de gestion d'actifs.
  • Bonne connaissance des processus réglementaires et des meilleures pratiques.

Responsibilities

  • Support aux revues et approbations de conformité pour les promotions financières.
  • Mise en œuvre du plan de surveillance de conformité et suivis des restrictions d'investissement des clients.
  • Conseil du personnel sur les questions de conformité.

Skills

Compliance Reviews
Monitoring
Collaboration
Regulatory Developments

Job description

Social network you want to login/join with:

Compliance Analyst - Asset Management firm, Wakefield

Client: Robert Half

Location: Wakefield, United Kingdom

Job Category: Other

-

EU work permit required: Yes

Job Views:

2

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Compliance Analyst

Asset Management firm

Location: Wakefield

The duties include:

  • Support compliance reviews and approvals for financial promotions and marketing materials
  • Assist the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse
  • Collaborate with other compliance team members on policies, procedures, and issues
  • Perform daily monitoring of client investment restrictions
  • Maintain and update compliance registers
  • Assist in completing and submitting periodic compliance reports and regulatory submissions
  • Advise staff on compliance matters
  • Monitor and stay updated on regulatory developments
  • Assist with compliance-led projects
  • Manage employee conflicts of interest

Requirements:

  • At least 2 years' generalist compliance experience gained in a fund or Asset Manager
Get your free, confidential resume review.
or drag and drop a PDF, DOC, DOCX, ODT, or PAGES file up to 5MB.

Similar jobs

Compliance Analyst - Asset Management firm

JR United Kingdom

York

On-site

GBP 40,000 - 60,000

2 days ago
Be an early applicant

Compliance Analyst - Asset Management firm

JR United Kingdom

Bradford

On-site

GBP 35,000 - 50,000

2 days ago
Be an early applicant

Compliance Analyst - Asset Management firm

JR United Kingdom

Manchester

On-site

GBP 40,000 - 60,000

2 days ago
Be an early applicant

Compliance Analyst - Asset Management firm

JR United Kingdom

Warrington

On-site

GBP 40,000 - 60,000

2 days ago
Be an early applicant

Compliance Analyst - Asset Management firm

JR United Kingdom

Lincoln

On-site

GBP 35,000 - 50,000

2 days ago
Be an early applicant

Compliance Analyst - Asset Management firm

JR United Kingdom

Bolton

On-site

GBP 30,000 - 45,000

2 days ago
Be an early applicant

Compliance Analyst - Asset Management firm

JR United Kingdom

Sheffield

On-site

GBP 35,000 - 50,000

2 days ago
Be an early applicant

Compliance Analyst - Asset Management firm

JR United Kingdom

Doncaster

On-site

GBP 35,000 - 50,000

2 days ago
Be an early applicant

Compliance Analyst - Asset Management firm

JR United Kingdom

Stockport

On-site

GBP 35,000 - 50,000

2 days ago
Be an early applicant