Compliance Analyst - Asset Management firm

JR United Kingdom; Manchester; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading asset management firm in Manchester is seeking an experienced Compliance Analyst to support compliance initiatives and regulatory requirements. The role involves collaboration on compliance policies, daily monitoring, and advising staff on complex compliance matters. Ideal candidates will possess at least 2 years of relevant compliance experience.

Qualifications

• At least 2 years' generalist compliance experience in a fund or asset manager.

Responsibilities

• Support compliance reviews for financial promotions and marketing materials.
• Perform daily monitoring of client investment restrictions.
• Advise staff on compliance matters.

Skills

Compliance experience

Regulatory knowledge

Monitoring skills

Job description

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Compliance Analyst - Asset Management firm, Manchester

Client:

Robert Half

Location:

Manchester, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

3

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Compliance Analyst

Asset Management firm

Location: Manchester

The duties include:

• Support compliance reviews and approvals for financial promotions and marketing materials
• Support the Compliance department in implementing the Compliance Monitoring plan and performing monitoring in various areas including best execution and market abuse
• Collaborate with other members of the compliance team on policies, procedures, and compliance issues
• Perform daily monitoring of client investment restrictions
• Maintain and update compliance registers
• Assist in completing and submitting periodic compliance returns and reports, including regulatory submissions
• Advise staff on compliance matters
• Monitor and stay updated on regulatory developments
• Assist with compliance-led projects
• Manage employee conflicts of interest

The requirements:

• At least 2 years' generalist compliance experience gained in a fund or Asset Manager