Compliance Analyst
Asset Management firm
Location: Stockport, United Kingdom
Job Description:
- Support compliance reviews and approvals for financial promotions and marketing materials.
- Assist the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse.
- Collaborate with team members on policies, procedures, and compliance issues.
- Perform daily monitoring of client investment restrictions.
- Maintain and update compliance registers.
- Assist in completing and submitting periodic compliance reports and regulatory submissions.
- Advise staff on compliance matters.
- Monitor and stay updated on regulatory developments.
- Participate in compliance-led projects.
- Manage employee conflicts of interest.
Requirements:
- At least 2 years of generalist compliance experience in a fund or Asset Management firm.
Additional Details:
- Client: Robert Half
- Location: Stockport, United Kingdom
- Job Category: Other
- EU work permit required: Yes
- Job Views: 2
- Posted: 04.06.2025
- Expiry Date: 19.07.2025