Compliance Analyst - Asset Management firm

JR United Kingdom; Bradford; On-site; GBP 35,000 - 50,000; Full time

Job summary

A leading Asset Management firm in Bradford is seeking a Compliance Analyst to support various compliance functions, collaborate with the compliance team, and advise on regulatory matters. The ideal candidate will have at least 2 years of compliance experience in the financial sector and a strong understanding of regulatory developments.

Qualifications

• At least 2 years' generalist compliance experience in a fund or asset manager.

Responsibilities

• Support compliance reviews and approvals for financial promotions.
• Perform daily monitoring of client investment restrictions.
• Advise staff on compliance matters.

Skills

Compliance experience

Regulatory knowledge

Analytical skills

Job description

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Compliance Analyst - Asset Management firm, Bradford

Client: Robert Half

Location: Bradford, United Kingdom

Job Category: Other

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EU work permit required: Yes

Job Views: 2

Posted: 04.06.2025

Expiry Date: 19.07.2025

Job Description:

Compliance Analyst

Asset Management firm

Location: Bradford

The duties include:

• Support compliance reviews and approvals for financial promotions and marketing materials.
• Support the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in various areas including best execution and market abuse.
• Collaborate with other members of the compliance team on policies, procedures, and compliance issues.
• Perform daily monitoring of client investment restrictions.
• Maintain and update compliance registers.
• Assist in completing and submitting periodic compliance returns and reports, including regulatory submissions.
• Advise staff on compliance matters.
• Monitor and stay informed about regulatory developments.
• Assist on compliance-led projects.
• Manage employee conflicts of interest.

The requirements:

• At least 2 years' generalist compliance experience gained in a fund or Asset Manager.