Compliance Analyst

Mission US; Greater London; Remote; GBP 35,000 - 60,000; Full time

Job summary

Mission Underwriters is seeking a compliance support professional to assist with regulatory monitoring, risk management and policy administration. This remote role requires ensuring adherence to FCA rules, SM&CR, and Consumer Duty, and supporting incident tracking and training delivery.

You will work across ARs and MI reporting, with occasional in-office activities 2–4x per year. Applicants must be based in the UK and authorized to work without sponsorship.

Qualifications

• Experience in a compliance, risk, audit or regulatory support role; insurance/financial services background preferred but not essential.
• Experience with monitoring, file review cycles and MI reporting is advantageous.
• Strong written and verbal communication skills are required.

Responsibilities

• Support monthly AR/TII monitoring and file review cycle across Mission’s Appointed Representatives and Tied Insurance Intermediaries.
• Carry out thematic reviews and file checks as directed by the Senior Compliance Manager.
• Produce compliance MI and reporting for management and Board/committee packs.
• Administer and maintain the compliance policy suite, including version control and review scheduling.
• Support complaints handling, logging, tracking and root-cause analysis.
• Log, track and follow up on compliance events such as breaches and incidents.
• Maintain training and competence records and support compliance training delivery.
• Assist with regulatory horizon-scanning and tracking upcoming requirements.
• Support the Enterprise Risk Management framework, including RCSAs and risk register maintenance.

Skills

Regulatory knowledge

Attention to detail

Written communication

Workload management

Tools

MS Excel

MS Office

Job description

Essential Function

• Support the monthly AR/TII monitoring and file review cycle across Mission’s Appointed Representatives and Tied Insurance Intermediaries.


• Carry out thematic reviews and file checks as directed by the Senior Compliance Manager.


• Produce compliance MI and reporting for management and Board/committee packs.


• Administer and maintain the compliance policy suite, including version control and review scheduling.


• Support complaints handling, logging, tracking and root-cause analysis.


• Support with logging, tracking and follow up on compliance events, such as breaches, conflicts, issues & incidences, etc.


• Maintain training & competence records and support delivery of compliance training.


• Assist with regulatory horizon-scanning and tracking upcoming requirements.


• Support the Enterprise Risk Management framework, including risk and control self-assessments (RCSAs) and risk register maintenance.


• Track risk actions and remediation plans to closure, escalating overdue items to the Risk Manager.

Technical Skills

• Working knowledge of the UK regulatory framework (FCA rules, SM&CR, Consumer Duty); insurance or MGA sector exposure preferred.


• Strong MS Excel/Office skills, comfortable working with data to produce MI.


• High attention to detail and strong written communication.


• Able to manage a varied workload against multiple deadlines.

Experience

• Experience in a compliance, risk, audit or regulatory support role; insurance/financial services background preferred but not essential.

This is a remote position. Planned, in-office activities may be required on occasion (typically 2-4x per year).

You must live in the UK and be authorized to work in the UK without requirement of employment sponsorship/visa.

Mission Underwriters is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.