Compliance Analyst

fs talent; Greater London; On-site; GBP 35,000 - 52,000; Full time

Job summary

Compliance Analyst – Investment Management in Central London with an established investment management firm. This is an excellent opportunity for an early-career compliance professional to join a growing business and gain broad exposure across regulatory compliance, financial crime, monitoring and advisory activities.

You will support policies, monitoring, risk assessments, review promotions, AML/KYC, regulatory reporting, and provide day-to-day compliance advice to the wider business.

Qualifications

• Previous compliance experience in financial services, ideally investment or asset management.
• Understanding of FCA regulations; exposure to MiFID, AIFMD or AML desirable.
• Strong attention to detail, and solid communication and organisational skills.
• Proactive attitude with willingness to develop in a broad compliance role.

Responsibilities

• Support development and maintenance of compliance policies, procedures and regulatory frameworks.
• Assist with compliance monitoring, testing and risk assessments.
• Review financial promotions and marketing materials.
• Support AML, KYC and financial crime compliance activities.
• Conduct regulatory horizon scanning and assist with regulatory reporting.
• Provide day-to-day compliance advice and support to the wider business.

Skills

Compliance experience

FCA regulations

MiFID exposure

AIFMD exposure

AML exposure

Attention to detail

Communication skills

Organisational skills

Proactive attitude

Job description

Compliance Analyst – Investment Management

Location: Central London

We are working with an established investment management firm specialising in real estate and impact investing across the UK and Europe.

This is an excellent opportunity for an early-career Compliance professional to join a growing business and gain broad exposure across regulatory compliance, financial crime, monitoring and advisory activities.

Key Responsibilities

• Support the development and maintenance of compliance policies, procedures and regulatory frameworks.
• Assist with compliance monitoring, testing and risk assessments.
• Review financial promotions and marketing materials.
• Support AML, KYC and financial crime compliance activities.
• Conduct regulatory horizon scanning and assist with regulatory reporting.
• Provide day-to-day compliance advice and support to the wider business.

Requirements

• Previous compliance experience within financial services, ideally investment or asset management.
• Understanding of FCA regulations, with exposure to MiFID, AIFMD or AML desirable.
• Strong attention to detail, communication and organisational skills.
• A proactive attitude and willingness to develop within a broad compliance role.

Why Apply?

An opportunity to develop your compliance career within an established investment management business, working closely with senior stakeholders and gaining exposure to a wide range of regulatory responsibilities.