Compliance Analyst

Compliance Professionals; Greater London; Hybrid; GBP 34,000 - 52,000; Full time

Job summary

Compliance Professionals seeks a proactive Compliance Analyst to support senior consultants for retained client relationships, focusing on regulatory change and infrastructure setup for asset managers.

You will attend client meetings (on-site or via video), assist with FCA processes, monitoring, and training delivery, and help build long-term client relationships while navigating UK regulations and the FCA Handbook.

Qualifications

• 1–2 years’ experience in compliance or related field.
• Understanding of the UK regulatory landscape and the FCA Handbook.
• Excellent customer service ethos.

Responsibilities

• Support senior consultants as the primary compliance resource for retained client relationships.
• Attend client meetings, on-site or by video conference, with senior consultants.
• Assist with setting up compliance infrastructure for clients.
• Assist with compliance projects, monitoring reviews and reporting.
• Manage FCA application processes for clients (e.g., Approved Persons).
• Help with preparation and delivery of compliance training.
• Advise on regulatory changes and impact on client business.
• Build and develop long-term client relationships.

Skills

Regulatory knowledge (UK FCA)

Client relationship management

Communication skills

Job description

THE COMPANY:

Our client is a growing and dynamic boutique compliance consulting firm.

They are looking for a Compliance Analyst, ideally with SEC / CFTC / NFA knowledge.

Their core client base is comprised of asset managers so experience in from the Buy side will be useful.

THE RESPONSIBILITIES:

• Working with senior consultants and supporting them in their roles as the primary compliance resource for a number of retained client relationships
• Attending client meetings, both on-site and by video conference, in conjunction with senior consultants
• Assisting with setting up compliance infrastructure for clients
• Assisting with compliance projects, monitoring reviews, and drafting compliance monitoring reports
• Managing certain FCA application processes on behalf of clients, for example in relation to Approved Persons applications
• Assisting with preparation and delivery of compliance training
• Understanding and updating clients on regulatory change and how it impacts their business
• Providing strategic compliance advice, anticipating the regulatory compliance needs of our clients
• Building and developing client relationships

EXPERIENCE REQUIRED:

• 1 – 2 years’ experience gained within a compliance, specialist or management consultancy, asset manager (including hedge funds, private equity, real estate and other alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. would be preferable but not essential
• An understanding of the UK regulatory landscape and the FCA Handbook
• Excellent customer service ethos

For further information please contact Duncan Jeffery