Compliance Officer – Leading Alternative Investment Firm

Attribution Search; England; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading alternative investment firm in the UK is looking for an experienced Compliance Officer to support its global compliance program. The successful candidate will have at least 5 years of regulatory compliance experience, strong knowledge of FCA rules, and excellent communication skills. Key responsibilities include monitoring compliance, providing regulatory advice, and conducting compliance training across the organization. This is a full-time position at a mid-senior level.

Qualifications

• Minimum 5 years of regulatory compliance experience in financial services, ideally on the buyside.
• Strong knowledge of FCA rules and UK regulatory expectations.
• Skilled in preparing compliance documentation and reports.

Responsibilities

• Conduct compliance monitoring and oversee remediation actions.
• Provide clear advice on regulatory requirements and compliance matters.
• Design and deliver compliance training across the business.

Skills

Regulatory compliance experience

Knowledge of FCA rules

Documentation and report preparation

Communication and relationship-building

Job description

Compliance Officer – Leading Alternative Investment Firm

A leading alternative investment and asset management firm is seeking an experienced Compliance Officer to play a key role in supporting its global compliance programme.

Responsibilities

• Conduct compliance monitoring and oversee remediation actions
• Maintain and update policies, procedures, and risk assessments
• Provide clear, practical advice on regulatory requirements and compliance matters
• Perform KYC/KYI due diligence to meet AML obligations
• Design and deliver compliance training across the business
• Keep compliance records accurate and up to date
• Manage conflict-of-interest checks and advise on mitigation strategies
• Review and approve marketing materials for regulatory compliance
• Collaborate with international teams on global compliance initiatives

Profile

• Minimum 5 years’ regulatory compliance experience in financial services, ideally on the buyside
• Strong knowledge of FCA rules and UK regulatory expectations
• Excellent judgement, integrity, and ability to work independently
• Skilled in preparing compliance documentation and reports
• Exceptional communication and relationship-building skills

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Other