Client Asset Oversight Lead — Hybrid London (12‑month Contract)

Pontoon

City Of London

Híbrido

GBP 80.000 - 105.000

Jornada completa

Hace 12 días

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Descripción de la vacante

Pontoon is assisting a world‑class custodian bank client with a Client Asset Oversight Specialist role in London. The role focuses on strengthening the client asset control environment, including reviews, governance and oversight across Operations.

You will collaborate with Operations, Risk, Compliance and Legal to identify control weaknesses, support remediation and drive continuous improvement. Hybrid working in London is expected, with office days and some remote work.

Formación

  • Experience in Client Assets, CASS, Client Money or related controls function.
  • Strong understanding of regulatory and control requirements in financial services.

Responsabilidades

  • Support delivery of actions from client asset and CASS reviews.
  • Conduct deep dives into client asset processes, controls and risk themes.
  • Review activities relating to client money and custody assets, including reconciliations and record keeping.
  • Enhance QA framework and support control testing and reporting improvements.
  • Identify control gaps, breaches, exceptions and emerging risks.
  • Support investigations and remediation of client asset incidents.
  • Track remediation actions through to completion.
  • Maintain governance documentation, oversight records and reporting.
  • Liaise with Operations, Risk, Compliance and Legal to resolve client asset matters.
  • Contribute to control framework improvements and automation initiatives.

Conocimientos

Client Assets
CASS
Client Money
Custody Ops
Controls
Regulated FS
Stakeholder Mgmt

Descripción del empleo

Pontoon is assisting a world‑class custodian bank client with a Client Asset Oversight Specialist role in London. The role focuses on strengthening the client asset control environment, including reviews, governance and oversight across Operations.

You will collaborate with Operations, Risk, Compliance and Legal to identify control weaknesses, support remediation and drive continuous improvement. Hybrid working in London is expected, with office days and some remote work.

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