Central Employee Compliance - Financial Services Firm

Miryco Consultants Ltd; Greater London; Sur place; GBP 40 000 - 70 000; Plein temps

Résumé du poste

An established industry player in Financial Services is seeking a Central Compliance Analyst to enhance their Employee Compliance Processes. This role offers a unique chance for a compliance professional with 2-4 years of experience to contribute to a dynamic team. Responsibilities include managing compliance processes, preparing reports, and monitoring communications. The ideal candidate will possess a strong understanding of PRA and FCA regulations and have experience with Compliance IT systems. Join this forward-thinking firm to make a significant impact in a vital area of their operations.

Qualifications

• 2-4 years in a compliance role within Financial Services.
• Strong understanding of PRA and FCA regulations is essential.

Responsabilités

• Manage Employee Compliance processes including training and reporting.
• Conduct monitoring of employee communications and escalate issues.

Connaissances

Employee Compliance Processes

Compliance Reporting

Monitoring e-communications

Understanding of PRA and FCA requirements

Outils

Compliance IT systems

Description du poste

Central Employee Compliance - Financial Services Firm

1 day ago Be among the first 25 applicants

Direct message the job poster from Miryco Consultants Ltd

Miryco Consultants is partnering with a leading Financial Services firm to hire a Central Compliance Analyst. This is an excellent opportunity for a high-achieving compliance professional with experience in managing Employee Compliance Processes within Financial Services.

Responsibilities:

1. Operate Employee Compliance processes, including CBT Training, Gifts & Entertainment, Conflicts of Interest/Outside Activities, and Personal Account Dealing.
2. Prepare MI and reports on employee compliance and compliance breaches.
3. Conduct monitoring of employee e-communications and escalate as necessary.
4. Provide input into the Compliance Function's annual framework.

Experience:

1. 2-4 years exposure in a similar compliance role in Financial Services.
2. Strong understanding of relevant PRA and FCA requirements and Expectations.
3. Experience in operating, testing and refining Compliance IT systems preferred.

Location: City of London

Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity. We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills.

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