Compliance Consultant - Managed Services - Financial Services Advisory Firm

Miryco Consultants Ltd

England

On-site

GBP 45,000 - 60,000

Full time

14 days+

Get a reply from this employer

Your resume and cover letter, tailored to exactly what they’re hiring for.

Get past ATS filters

Job summary

A boutique financial services advisory firm in the UK is seeking a Compliance Consultant to join their Managed Services team. The ideal candidate will have over 3 years of experience in compliance or regulatory support within financial services and a strong understanding of UK regulatory frameworks and FCA handbook regulations. This role involves supporting the delivery of regulatory compliance, maintaining standards, and drafting policies. Location in the City of London.

Qualifications

  • 3+ years' experience of compliance or regulatory support within financial services.
  • Working knowledge of UK regulatory frameworks.
  • Good understanding of FCA handbook rules and regulations.

Responsibilities

  • Support delivery of regulatory compliance and operations to clients.
  • Maintenance of regulatory standards.
  • Drafting policies and compliance monitoring.

Skills

Regulatory compliance
Policy management
Compliance monitoring

Education

Bachelor's degree in Law, Finance, Economics or Business

Job description

Compliance Consultant - Managed Services - Financial Services Advisory Firm

Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team.

Responsibilities
  • Support delivery of regulatory compliance and operations to clients.
  • Maintenance of regulatory standards.
  • Compliance monitoring and policy management.
  • Supporting of drafting policies.
  • Good understanding of FCA handbook rules and regulations, such as MAR, MIFID, COBS, SMCR.
Experience
  • 3+ years' experience of compliance or regulatory support within financial services.
  • Working knowledge of UK regulatory frameworks.
  • Bachelor's degree, preferably in Law, Finance, Economics or Business.

Location: City of London, 4/1

Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity. We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills.

For similar roles, please visit www.miryco.com.

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Central Employee Compliance - Financial Services Firm
Central Employee Compliance - Financial Services Firm

Miryco Consultants Ltd • Greater London

On-site
GBP 40,000 - 70,000
Strategy Director - Boutique Insurance-Focused Consultancy - Personal Lines Insurance
Strategy Director - Boutique Insurance-Focused Consultancy - Personal Lines Insurance

Miryco Consultants Ltd • London

On-site
GBP 90,000 - 130,000
Compliance Officer
Compliance Officer

CMC Markets • City Of London

On-site
GBP 50,000 - 80,000
Compliance Consultancy (Buy-Side experience ESSENTIAL )
Compliance Consultancy (Buy-Side experience ESSENTIAL )

Austin Andrew • Greater London

Hybrid
GBP 40,000 - 56,000
Director - Investment Firms Compliance
Director - Investment Firms Compliance

Butler Rose • Greater London

Hybrid
GBP 150,000 - 210,000
Private medical cover
Life insurance
Pension scheme
+3
Compliance Officer
Compliance Officer

CMC Markets • Greater London

On-site
GBP 65,000 - 90,000
Regulatory Compliance Consultant
Regulatory Compliance Consultant

Broadgate • Greater London

Hybrid
GBP 80,000 - 100,000
Strategy & Transformation Senior Consultant - Financial Services
Strategy & Transformation Senior Consultant - Financial Services

Miryco Consultants Ltd • England

Hybrid
GBP 65,000 - 90,000
Strategy, Transformation or Change Consultants - Asset Management
Strategy, Transformation or Change Consultants - Asset Management

Miryco Consultants Ltd • Greater London

Hybrid
GBP 60,000 - 98,000
Compliance Manager, Wealth Advisory
Compliance Manager, Wealth Advisory

Rathbones • Liverpool

Hybrid
GBP 50,000 - 70,000