Senior Compliance Analyst – Central Compliance

Clarc Recruitment; Greater London; Híbrido; GBP 83.000 - 138.000; Jornada completa

Descripción de la vacante

CLARC Recruitment Limited is recruiting a Senior Compliance Analyst for a London-based investment bank. The role is an initial 6-month contract with the potential to go permanent for the right candidate.

It is a hybrid role requiring 3 days in the London office and demands strong SMCR and central compliance experience. You will own the day-to-day SM&CR programme, draft and maintain policies, handle PA Dealing and other regulatory duties, support audits, and interact with senior stakeholders in a

Formación

• SMCR programme ownership and governance.
• Draft, review and maintain compliance policies aligned with FCA rules.
• Handle PA Dealing approvals, conflicts logging and outside business interests.

Responsabilidades

• Own day-to-day running of SM&CR programme including annual re-certification and attestations.
• Manage regulatory notifications (Takeover Panel, LSE) and overseas disclosures.
• Support audits and represent Compliance at sub-committees (CASS, Transaction Reporting, GDPR).
• Provide proactive compliance guidance and handle routine advisory queries from the business.

Conocimientos

SMCR knowledge

Policy writing

Organisational skills

Descripción del empleo

An Investment Bank is looking to hire a Senior Compliance Analyst to join their growing Compliance team. The role is an initial 6-month contract that could go permanent for the right candidate.

The role requires someone with excellent knowledge of SMCR and other Central Compliance duties including managing PA Dealing, OBI and Transaction Reporting.

As important, is the individual being extremely organised with a pro-active, can do, attitude.

The role offers hybrid working, requiring 3-days in the London office.

Job Requirements

• Own the day-to-day running of the firm’s SM&CR programme, including annual re-certification, senior manager attestations, Statement of Responsibilities updates and FCA register changes for joiners and leavers
• Draft, review and maintain compliance policies and procedures, keeping them aligned with FCA rules and regulatory change
• Handle daily advisory work such as PA dealing approvals, conflicts logging, outside business interests and general compliance queries from the business
• Manage routine regulatory notifications (e.g. Takeover Panel, London Stock Exchange) and overseas disclosures.
• Support audit requests and represent Compliance at sub-committees covering CASS, Transaction Reporting and GDPR
• Bring proven central compliance and SM&CR experience, strong policy-writing skills and the organisation to juggle a varied workload; monitoring or control room exposure is a plus

Unless otherwise stated, candidates must have the right to work in the UK.

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

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Senior Compliance Analyst - Central Compliance - London