CASS Oversight Officer | Compliance & Audit

Apex Group Ltd (UK Branch); Greater London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A leading financial services company is seeking a CASS Oversight Officer in London to manage CASS compliance and oversee auditor relationships. The ideal candidate should have at least 5 years of CASS operational experience and a degree qualification. Responsibilities include planning CASS audits and ensuring compliance with regulations. As part of a dynamic team, you will have the opportunity to contribute significantly to the company's operational processes and compliance standards.

Qualifications

• 5 years CASS operational experience, preferably in an oversight role.
• Detailed technical knowledge of CASS 5 and 6 regulations.
• Ability to generate quarterly Board reporting.

Responsibilities

• Manage the CASS auditor relationship.
• Plan and run the firm’s CASS audit.
• Ensure compliance with CASS 5 and 6 regulations.

Skills

CASS operational experience

Degree qualification

Knowledge of CASS 5 and 6

CASS monitoring programme management

Board reporting presentation

Proactive self-starter

Education

Degree qualification

Recognised compliance study progress

Job description

A leading financial services company is seeking a CASS Oversight Officer in London to manage CASS compliance and oversee auditor relationships. The ideal candidate should have at least 5 years of CASS operational experience and a degree qualification. Responsibilities include planning CASS audits and ensuring compliance with regulations. As part of a dynamic team, you will have the opportunity to contribute significantly to the company's operational processes and compliance standards.