Broker-Dealer Regulatory Reporting Analyst

TD Bank Group; Belfast City District; On-site; GBP 42,000 - 65,000; Full time

Benefits offered by this job

Health benefits

Paid time off

Career development

Reward and recognition

Job summary

TD Securities is seeking an Analyst - Finance Accounting to support the US Regulatory Reporting team from our Belfast office. You will assist with the daily SEC Rule 15c3-3 Customer Protection and help with FOCUS and Net capital activities, engaging with internal and external stakeholders.

The role emphasizes accuracy, strong analytical skills, and building efficient reporting controls, with opportunities to automate using Alteryx and Power BI while coordinating with senior management and

Qualifications

• Finance/Accounting degree or 1 year finance experience.
• Experience in finance and regulatory reporting is beneficial.
• Knowledge of 15c3-3, FOCUS, and net capital is a plus.

Responsibilities

• Assist in regulatory reporting and daily SEC Rule 15c3-3 activities.
• Support FOCUS and net capital related needs and related analytics.
• Collaborate with senior management, regulators, and internal teams.

Skills

SEC reporting

Regulatory reporting

Excel

Power BI

Axiom

Alteryx

Attention to detail

Communication with management

Education

Finance/Accounting degree

1 year finance experience

Tools

Axiom (Adenza)

Broadridge BPS

Broadridge NAPE/IMPACT

Job description

TD Securities is seeking an Analyst - Finance Accounting to support the US Regulatory Reporting team from our Belfast office. You will assist with the daily SEC Rule 15c3-3 Customer Protection and help with FOCUS and Net capital activities, engaging with internal and external stakeholders.

The role emphasizes accuracy, strong analytical skills, and building efficient reporting controls, with opportunities to automate using Alteryx and Power BI while coordinating with senior management and