Broker-Dealer Regulatory Reporting Analyst

TD; Belfast City District; On-site; GBP 40,000 - 60,000; Full time

Job summary

TD Securities in Belfast seeks an Analyst in Finance Accounting to support US regulatory reporting and daily 15c3-3 customer protection activities. You will engage with Regulatory Reporting, compliance, and management to optimize data processes and drive accurate reporting.

The role emphasizes analytical review, process automation, and collaboration with Operations, Product Control, and external regulators.

Qualifications

• Finance/ Accounting degree or 1 year finance experience.
• Experience in finance industry roles (Accounting, Operations, Product Control).
• Strong Excel and data analysis skills required.

Responsibilities

• Assist the Weekly Customer Protection 3-3 Calculation and support daily process development.
• Identify opportunities to improve production and strengthen reporting controls.
• Turn regulatory results into actionable analytics for management, focusing on customer protection lock up.
• Support monthly filing of FOCUS and related reports (SSOI, SLS, OBS, Custody, SIPC, FR2004).
• Build cross-team relationships with Operations, Product Control, Regulatory Reporting, Compliance.
• Maintain and update SOPs and policy documents.

Skills

Finance knowledge

Regulatory reporting

Analytical skills

Stakeholder communication

Education

Finance/Accounting degree

Tools

Excel

Axiom (Adenza)

Broadridge BPS

Power BI

Job description

TD Securities in Belfast seeks an Analyst in Finance Accounting to support US regulatory reporting and daily 15c3-3 customer protection activities. You will engage with Regulatory Reporting, compliance, and management to optimize data processes and drive accurate reporting.

The role emphasizes analytical review, process automation, and collaboration with Operations, Product Control, and external regulators.