European Compliance Advisor – MiFID II Expert

TP ICAP Group

Paris

Sur place

EUR 60 000 - 90 000

Plein temps

14 jours+
Générateur de candidature

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Résumé du poste

TP ICAP Group in Paris is seeking a Compliance Advisory Officer to join its European regulatory team. Based in our offices, you will advise on conduct of business, regulatory guidance, and ensure alignment with MiFID II/MiFIR across the Group.

You will partner with Risk, Legal and business leaders to embed controls, deliver pragmatic guidance, and drive a strong compliance culture across Europe, reporting to the Compliance Manager.

Qualifications

  • Significant experience in Compliance or Regulatory Advisory within Financial Services.
  • Proven ability to provide clear regulatory guidance and influence decisions.
  • Strong knowledge of MiFID II/MiFIR and European wholesale market regulation.
  • Experience translating regulatory guidance into practical business solutions.
  • Ability to manage complex compliance initiatives and coordinate with senior stakeholders.

Responsabilités

  • Support the Compliance Manager in driving strategy and advisory activities.
  • Deliver risk-based regulatory advice across Conduct, Markets and Wholesale Financial Services.
  • Act as a trusted advisor for day-to-day regulatory queries.
  • Advise on MiFID II/MiFIR and other regulatory developments and impacts.
  • Oversee European operations to ensure regulatory compliance.
  • Identify regulatory risks and implement mitigation strategies.
  • Partner with Risk, Legal and control functions to maintain a strong control framework.
  • Design and embed compliance controls, policies and procedures.
  • Support business teams in developing compliant operating models and controls.
  • Provide input into strategic regulatory projects and reporting.
  • Track remediation of compliance and regulatory actions.
  • Produce governance and regulatory reporting.
  • Build relationships with senior management, regulators and auditors.
  • Represent Compliance in governance forums and training initiatives.
  • Travel within the region as needed.

Connaissances

Regulatory advisory experience
MiFID II/MiFIR knowledge
Analytical skills
Stakeholder management
Communication skills
Regulatory risk assessment
Change management
Independent work

Description du poste

TP ICAP Group in Paris is seeking a Compliance Advisory Officer to join its European regulatory team. Based in our offices, you will advise on conduct of business, regulatory guidance, and ensure alignment with MiFID II/MiFIR across the Group.

You will partner with Risk, Legal and business leaders to embed controls, deliver pragmatic guidance, and drive a strong compliance culture across Europe, reporting to the Compliance Manager.

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