Regulatory Compliance Manager – Client Asset Safeguarding

Revolut

Madrid

Presencial

EUR 70.000 - 110.000

Jornada completa

Hace 3 días
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Descripción de la vacante

Revolut is seeking a Regulatory Compliance Manager to advise on client asset protection and safeguarding topics within our Compliance team. You’ll help establish and monitor related controls in a fast-moving fintech environment, ensuring products meet regulatory requirements and deliver value to users.

You’ll design and implement efficient control processes, provide technical regulatory advice, and support audits and governance to strengthen client protection across the platform.

Formación

  • 3+ years of experience in a safeguarding management role in an investment firm, consultancy, or regulator.
  • In-depth knowledge of Delegated Directive (EU) 2017/593 and MiFID II.
  • An understanding of the regulatory requirements applicable to client asset protection and reconciliations.
  • Experience managing control processes within a financial services firm, including knowledge of front-to-back office trade flows.
  • The ability to work well under pressure, manage multiple projects simultaneously, and meet tight deadlines.
  • Excellent analytical and data interpretation skills, with the ability to identify and mitigate regulatory risks.
  • Experience conducting safeguarding gap analysis, supporting policy creation and implementation.
  • A willingness to continuously develop and improve your expertise.

Responsabilidades

  • Designing, developing, and implementing efficient control processes to ensure compliance with client asset protection requirements
  • Providing technical advice on safeguarding compliance to business and support functions, while promoting regulatory awareness throughout the firm
  • Interpreting and providing guidance on the application of safeguarding regulations to products and services
  • Supporting the Client Assets Oversight Officer with risk management and governance
  • Reviewing the output of the client money and custody asset reconciliations, and producing respective effectiveness reports
  • Coordinating and managing internal and external audits and reviews related to safeguarding compliance

Conocimientos

Regulatory knowledge
MiFID II knowledge
Client asset protection
Risk management
Audits & governance
Data analysis
SQL basics

Educación

Compliance certification
Economics or Finance degree

Descripción del empleo

Revolut is seeking a Regulatory Compliance Manager to advise on client asset protection and safeguarding topics within our Compliance team. You’ll help establish and monitor related controls in a fast-moving fintech environment, ensuring products meet regulatory requirements and deliver value to users.

You’ll design and implement efficient control processes, provide technical regulatory advice, and support audits and governance to strengthen client protection across the platform.

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