Regulatory Compliance Manager (Safeguarding)

Revolut; La Coruña; Presencial; EUR 55.000 - 95.000; Jornada completa

Descripción de la vacante

Revolut, a global fintech, is looking for a Regulatory Compliance Manager to advise on client asset protection and safeguarding, and to help establish and monitor related controls. You’ll support with regulatory guidance for products and services and work with risk and governance teams in a fast-moving environment.

Based in La Coruña, Spain, you’ll join the Compliance team to focus on safeguarding and MiFID II requirements, ensuring regulatory compliance while enabling scalable product delivery.

Formación

• 3+ years in safeguarding management in finance, consultancy or regulatory body.
• Strong knowledge of EU Delegated Directive 2017/593 and MiFID II.
• Understanding of client asset protection and reconciliations requirements.
• Experience managing control processes in financial services, including front-to-back office trades.

Responsabilidades

• Design, implement and improve control processes to ensure client asset protection.
• Provide technical safeguarding compliance guidance to business and support teams.
• Interpret and apply safeguarding regulations to products and services.
• Support risk governance and Client Assets Oversight Officer.
• Review client money and custody reconciliations and produce reports.
• Coordinate internal and external audits related to safeguarding compliance.

Conocimientos

Regulatory compliance

Data analysis

Educación

Economics/Finance degree

Compliance certificate

Herramientas

SQL

Descripción del empleo

About Revolut

People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products - including spending, saving, investing, exchanging, travelling, and more - help our 75+ million customers get more from their money every day. As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to WorkTM. So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About the role

Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk. We're looking for a Regulatory Compliance Manager to advise on client asset protection and safeguarding topics. You'll also support with establishing and monitoring related controls. Up to shape what's next in finance? Let's get in touch.

What you'll be doing

• Designing, developing, and implementing efficient control processes to ensure compliance with client asset protection requirements
• Providing technical advice on safeguarding compliance to business and support functions, while promoting regulatory awareness throughout the firm
• Interpreting and providing guidance on the application of safeguarding regulations to products and services
• Supporting the Client Assets Oversight Officer with risk management and governance
• Reviewing the output of the client money and custody asset reconciliations, and producing respective effectiveness reports
• Coordinating and managing internal and external audits and reviews related to safeguarding compliance

What you'll need

• 3+ years of experience in a safeguarding management role in an investment firm, consultancy, or regulator
• In-depth knowledge of Delegated Directive (EU) 2017/593 and MiFID II
• An understanding of the regulatory requirements applicable to client asset protection and reconciliations
• Experience managing control processes within a financial services firm, including knowledge of front-to-back office trade flows
• The ability to work well under pressure, manage multiple projects simultaneously, and meet tight deadlines
• Excellent analytical and data interpretation skills, with the ability to identify and mitigate regulatory risks
• Experience conducting safeguarding gap analysis, supporting policy creation and implementation
• A willingness to continuously develop and improve your expertise

Nice to have

• A professional certificate/diploma in compliance
• A degree in economics or finance
• Experience with SQL and data analysis to support reconciliation processes and compliance reporting
• Exposure to regulatory audits and interaction with regulatory bodies

Building a global financial super app isn't enough. Our Revoluters are a priority, and that's why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We're doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That's why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.