VP Compliance Advisory (m / w / d) WpHG

Michael Page; Frankfurt; Hybrid; EUR 80.000 - 120.000; Vollzeit

Zusammenfassung

Une banque de renommée internationale recherche un conseiller en conformité senior pour renforcer son cadre de conformité et soutenir l'équipe commerciale. Le candidat idéal possède plus de 5 ans d'expérience en conseil de conformité, excelle dans la communication et a une solide compréhension des réglementations telles que MiFID et MAR. Offrant une perspective à long terme, ce poste propose également un modèle de travail hybride attrayant.

Leistungen

Perspective à long terme

Opportunités d'apprentissage

Rémunération attrayante basée sur la performance

Modèle de travail flexible

Qualifikationen

• Plus de 5 ans d'expérience en conseil de conformité dans des institutions financières.
• Connaissance des réglementations bancaires et d'investissement.
• Fluent en anglais et une langue supplémentaire comme le néerlandais, l'allemand, le japonais ou le français.

Aufgaben

• Fournir des conseils en conformité aux fonctions commerciales.
• Préparer et dispenser des formations en conformité.
• Identifier des risques et proposer des mesures d'atténuation.

Kenntnisse

Compliance Advisory

Analytical Skills

Communication Skills

Ausbildung

University education in law, business, or economics

Jobbeschreibung

Intro

International Set-Up Exciting Responsibilities

Firmenprofil

Our client is an internationally renowned bank.

Aufgabengebiet

1. Provide senior-level Compliance Advisory coverage and act as the primary Compliance contact for queries, notifications, approvals, etc., for business functions including sales and trading, capital markets, treasury, corporate relationship management, and corporate banking.
2. Strengthen the Conduct Compliance framework, with primary responsibility for MiFID / MAR / integrity matters.
3. Provide Compliance guidance and support to the business functions on front office policies and procedures, and prepare appropriate adjustments, amendments, or new policies in coordination with international stakeholders.
4. Prepare and deliver Compliance training and communications to front office teams, including ad-hoc trainings, policy updates, regulatory developments, and new joiner trainings.
5. Contribute to Compliance surveillance, monitoring, and control measures, and identify areas for framework adjustments.
6. Represent the Compliance function in senior management and governance committees, especially on topics like MiFID best execution and algorithmic trading.
7. Lead or participate in projects, offering Compliance advice on strategic initiatives.
8. Identify risks and weaknesses, propose mitigation measures, and assist in risk assessments.
9. Represent Compliance in audits and communicate effectively with external stakeholders.
10. Prepare notifications of suspicious activities for MLRO and senior management.
11. Generate management reports and updates on Compliance issues.
12. Maintain open communication with business, management, and corporate functions.

Anforderungsprofil

• Over 5 years of experience in Compliance advisory within financial institutions or similar regulated industries.
• Strong knowledge of national banking and investment regulation, especially capital markets rules like MiFID, MAR, EMIR, SFTR.
• Excellent communication skills and ability to operate in a diverse international environment.
• Strong analytical skills.
• Fluency in English and proficiency in one additional language: Dutch, German, Japanese, or French.
• University education in law, business, or economics.
• Additional certifications (e.g., ACAMS, CCP) are a plus.

Vergütungspaket

• Long-term perspective in a diverse field.
• Exciting responsibilities and learning opportunities.
• Attractive, performance-based pay.
• International setup with flexible, hybrid work model (2-3 days remote).

Kontakt: Christopher Mieth

Referenznummer: JN-072025-6782347

Beraterkontakt: [phone]