Senior Regulatory MI Compliance Officer (all genders) at Corporate & Institutional Banking

BNP Paribas S.A.; Frankfurt; Hybrid; EUR 70.000 - 100.000; Vollzeit

Zusammenfassung

A leading bank in sustainable finance, BNP Paribas is seeking a Senior Regulatory MI Compliance Officer in Frankfurt. The ideal candidate will have relevant banking qualifications and experience, adept at managing compliance tasks while working collaboratively with various teams. The role promises diverse responsibilities, career development opportunities, and supports a balanced work-life environment.

Leistungen

30 days' holiday

Work from home options

Company pension scheme

Employee Assistance Program

Access to over 6,000 sports and health facilities

Qualifikationen

• Multi-years of professional experience in a compliance/risk/audit function.
• Fluent in German and English.
• General understanding of regulatory requirements.

Aufgaben

• Management of regulations setup for Swap Dealer.
• Support business teams in compliance assessments.
• Coordinate audits and certifications.

Kenntnisse

Organization

Coordination

Knowledge sharing

Regulatory knowledge

Adaptability

Ausbildung

Business or Finance related studies

Jobbeschreibung

In Frankfurt / Nuremberg, we are looking for you to join us in a full-time or part-time permanent position as

Senior Regulatory MI Compliance Officer (all genders) at Corporate & Institutional Banking

BNP Paribas Corporate & Institutional Banking is a bridge between large multinationals and mid-sized companies with international business activities (Corporates) and institutional investors and financial service providers (Institutionals). The division is a leading provider of sustainable financing and investment solutions. In addition to Corporate & Institutional Banking, the team of Compliance Germany is covering several Business Lines including the retail segment Personal Investors.

BNP Paribas : Who we are

How do you imagine working at a bank? Probably not like this : at BNP Paribas, everyone is on first-name terms and we wear the clothes we feel good in. We live diversity, team spirit and sustainability. At BNP Paribas, you will find a secure job, plenty of space for your ideas and a suitable professional solution for your individual life situation. Your potential is limitless - and so are your development opportunities. We don't give empty promises, we convince with action : we - that's around 183,000 employees in 63 countries. We are the leading bank in the European Union. We are the "World's Best Bank for Sustainable Finance 2023" (Euromoney). We are : The Bank for a Changing World.

Tasks & Responsibilities : What awaits you

• Management of an appropriate setup for Swap Dealer & Banking Regulations (Volcker Rule, French Banking Law, US CFTC Swap Dealer, SEC SBSD) and Client Fiscal Regulations as the 2nd LoD
• SPOC towards the business teams and the 1st LoD for Swap Dealer & Banking Regulations, supporting and supervising both in their roles
• Contribution to projects and remediation efforts for MI related requirements
• SPOC towards the Group, especially central stakeholders from the MI Domain
• Coordination of certifications in context of Banking Regulations together with LoD1
• Coordination of the local contribution for regular or exceptional audits or reportings both for the Group and regulators
• Close collaboration with the rest of the local MI team to share knowledge and gather experience in other MI related processes

Expertise & Soft Skills : What you offer

• Business, banking or finance related studies or banking apprenticeship
• Multi years of professional experience in a compliance / risk / audit function or similar
• General understanding of regulatory requirements for financial institutions
• Ability and willingness to learn about new subjects and tasks and to share knowledge with others
• Good organization and coordination competences, including the preparation of detailed plans
• Fluent in German and English

You don't meet every criterion? No problem, you are more than welcome to apply anyway. It is important for us that you can develop and grow in this position.

Diversity is a strength for us. We are convinced of the numerous advantages of diverse perspectives, experiences and competencies. Our aim is therefore to select candidates in an unbiasedly and open-mindedly : Your CV should contain information on your education and work experience - that's all we need. You can find out more about our D&I commitment here .

Benefits : What we offer you

• 30 days' holiday and additional special leave days
• Work in the office and from home
• A wide range of opportunities for your development, such as internal and external training, talent development programmes and (inter)national career prospects within the BNP Paribas Group
• Company pension scheme with BVV
• Employee Assistance Program : Professional support and great offers for your private and family life from benefitatwork and voiio
• Insurance cover via a group accident insurance and survivors' insurance
• A wide range of offers for your health, such as access to over 6,000 sports and health facilities with EGYM Wellpass

Your contact person is Sina Adamus – we are on first-name terms.

Please send us your application documents exclusively via our online portal. Unfortunately, we cannot consider applications by email or on paper for the protection of your data.

From investment banking, vehicle leasing and real estate consulting to insurances, private banking and financing - the range of products and services BNP Paribas offer is very diversified. To ensure the highest level of expertise and the best service for our private, corporate and institutional clients in each individual business area, BNP Paribas in Germany is organized in twelve business lines : this makes the Bank a strong partner, even in times of crisis and rapid change. This is what almost 6,000 employees in Germany stand for. This is what six million private clients and around 5,000 corporate and institutional clients in Germany rely on.

Compliance Officer • Frankfurt am Main, Hessen, Germany