Senior Compliance Officer

Trading212; Berlin; Vor Ort; EUR 70.000 - 100.000; Vollzeit

Zusammenfassung

A leading financial services company is seeking a Senior Compliance Officer to ensure operational excellence in compliance areas while aligning with regulations. The candidate will provide expert advice, manage regulatory interactions, and drive compliance projects. This role offers the chance to make a significant impact in a rapidly growing environment, surrounded by talented colleagues.

Leistungen

Generous remuneration package with annual bonuses

Opportunities for professional growth

Dynamic work environment

Qualifikationen

• Fluency in both English and German is essential.
• At least five years of experience in a compliance-focused role.
• Strong understanding of BaFin regulatory guidelines.

Aufgaben

• Ensure operational excellence in compliance with BaFin's guidelines.
• Oversee financial promotions review to meet regulatory standards.
• Support compliance projects by collaborating with cross-functional teams.

Kenntnisse

Compliance Management

Risk Management

Financial Services

Securities Law

Quality Systems

Ausbildung

Degree in Law, Finance, Business or related field

Jobbeschreibung

Our mission is to enable everyone to build wealth

We reinvent how trading and investing work by creating exceptional products people love.

Fostering a culture of excellence and high velocity is the key to our success.

Over the past few years, our client base has grown 20 times to over 3 million, and client assets have increased over 50 times to over 4 billion.

What you'll do

• Ensure operational excellence in all relevant compliance areas while aligning with BaFin's regulatory guidelines.
• Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk.
• Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines.
• Oversee the financial promotions review process, ensuring all materials meet regulatory standards.
• Maintain and update compliance policies and procedures, ensuring effective implementation across the organization.
• Build and manage relationships with internal stakeholders, offering tailored compliance guidance to support business objectives.
• Collaborate with the Legal team to manage regulatory interactions, including the relationship with BaFin.

What you need to have

• Proven experience in compliance with a track record of driving operational excellence within a MiFID-regulated firm.
• Educated to degree level in Law, Finance, Business, or a related field.
• Fluency in both English and German.
• At least five years of experience in a compliance-focused role with exposure to senior responsibilities.
• Strong understanding of regulatory compliance frameworks and guidelines, particularly those relevant to BaFin.
• Exceptional organizational skills with the ability to take ownership and deliver under pressure.
• Experience working in international environments, coordinating across different time zones using digital tools.

What we offer

• Challenges that will help you grow and realize your potential quickly.
• Opportunity to make a significant impact by building innovative services used by millions of investors to build wealth.
• Work with smart, spirited, helpful, high-performing colleagues with a common goal.
• An environment where nothing is set in stone.
• Appreciation for your talent and ideas.
• Generous remuneration package, including annual bonuses.

Are you ready to accelerate your career with us? We'd love to hear from you!

We thank all applicants, but only candidates selected for an interview will be contacted.

All personal data of applicants is protected by law and will be treated with strict confidentiality.

Required Experience: Senior IC

Key Skills: Compliance Management, Risk Management, Financial Services, PCI, Banking, Cost Accounting Standards, Quality Systems, Research Experience, NIST Standards, Securities Law, SOX, ISO 27000

Employment Type: Full-Time

Experience: years

Vacancy: 1