Senior Compliance Manager m/f/d- Derivates

Hirschman Associates; Frankfurt; Vor Ort; Vertraulich; Vollzeit

Zusammenfassung

Ein international führendes Finanzinstitut sucht einen erfahrenen Compliance Advisory Specialist, um seine Derivatives & FX-Geschäfte in der europäischen Region zu unterstützen. Diese spannende Rolle bietet die Möglichkeit, in einer dynamischen Umgebung zu arbeiten, in der strategische Compliance-Beratung auf innovative Finanzprodukte trifft. Sie werden Programme entwickeln, regulatorische Anforderungen beraten und eng mit verschiedenen Teams zusammenarbeiten, um sicherzustellen, dass alle Compliance-Vorgaben eingehalten werden. Wenn Sie eine Leidenschaft für regulatorische Rahmenbedingungen haben und in einem schnelllebigen Umfeld gedeihen, könnte dies Ihre nächste Karrierestufe sein.

Leistungen

Wettbewerbsfähige Vergütung

Karriereentwicklung

Work-Life-Balance

Globale Exposition

Inklusive Kultur

Qualifikationen

• Erfahrung im Finanzdienstleistungssektor, vorzugsweise im Wertpapier-, Broker-Dealer- oder Wholesale-Banking-Umfeld.
• Starke Kenntnisse der deutschen/EU-Regulierungsrahmen und der Finanzmärkte.

Aufgaben

• Entwicklung und Pflege von Compliance-Programmen für den Derivatives & FX-Bereich.
• Koordination von Antworten auf regulatorische Anfragen und Prüfungen.

Kenntnisse

Analytische Fähigkeiten

Problemlösungsfähigkeiten

Beziehungsaufbau

Kommunikationsfähigkeiten (Englisch)

Kenntnisse der regulatorischen Rahmenbedingungen

Ausbildung

Masterabschluss in Finanzwesen, Recht oder verwandtem Bereich

Jobbeschreibung

An internationally leading financial institution is seeking a highly skilled Senior Compliance Advisory Specialist to support its expanding Derivatives & FX business across the european region. This role offers an exciting opportunity to work in a dynamic environment where strategic compliance advisory meets cutting-edge financial products. If you're passionate about regulatory frameworks and thrive in fast-paced settings, this role could be your next career milestone.

Aufgaben

• Design, develop, and maintain best-in-class compliance programs, policies, and practices tailored for the Derivatives & FX business.
• Provide expert guidance on regulatory requirements, operational issues, and internal compliance policies, offering transactional support as needed.
• Coordinate responses to regulatory inquiries and examinations, ensuring effective communication with regulators and internal stakeholders.
• Collaborate with cross-functional teams to address compliance matters impacting Derivatives & FX operations.
• Conduct timely compliance reviews for new products, ensuring alignment with applicable laws and internal policies.
• Contribute to the development and delivery of compliance training programs, including the creation of relevant training materials.
• Monitor regulatory reforms, interpret rule changes, and implement necessary controls to ensure ongoing compliance.
• Serve as a trusted advisor, providing regulatory insights and strategic compliance support across product areas in EMEA.
• Manage internal reporting processes and key communications within the organization, ensuring transparency and accuracy.
• Oversee the development, update, and implementation of compliance policies in accordance with local and EU regulations.
• Monitor information barriers and insider trading prevention measures, ensuring robust controls.
• Investigate potential conduct breaches, assess risks, and manage related reporting requirements.
• Stay abreast of German and EU regulatory developments, providing actionable recommendations to the business.
• Participate in industry working groups, offering expert feedback and contributing to regulatory discussions.

Qualifikation

• Proven experience in financial services, preferably within securities, broker-dealer, or wholesale banking environments.
• Strong knowledge of German/EU regulatory frameworks and financial markets.
• In-depth understanding of FX and Derivatives products, with solid commercial acumen.
• Familiarity with derivative master agreements and confirmations.
• Experience in 1LOD/1.5LOD roles is advantageous.
• Strong analytical and problem-solving skills with attention to detail.
• Ability to work independently while fostering collaboration within diverse teams.
• Excellent relationship-building skills, capable of advising stakeholders on compliance matters effectively.
• Strong communication skills in English; German proficiency is an asset.
• Master's degree (or equivalent) in Finance, Law, or a related field, coupled with relevant industry experience.

Benefits

• Competitive Compensation: Attractive salary package with performance-based incentives.
• Career Development: Opportunities for professional growth, training, and leadership development programs.
• Work-Life Balance: Flexible working arrangements and comprehensive benefits to support your well-being.
• Global Exposure: Collaborate with international teams and gain insights into diverse regulatory environments.
• Inclusive Culture: Be part of a supportive and dynamic workplace that values diversity and collaboration.

Our client is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.