Regulatory Advisory Specialist

TN Germany; Duppach; Vor Ort; EUR 60.000 - 100.000; Vollzeit

Zusammenfassung

An established industry player is seeking a Compliance Specialist to enhance their financial crime control framework. This role involves advising on AML compliance, monitoring adherence to regulations, and collaborating with teams across locations. The ideal candidate will possess extensive knowledge of banking regulations and have over 8 years of experience in compliance or related fields. Join a dynamic team committed to integrity and excellence, where your contributions will help protect clients and the bank from financial crime risks.

Leistungen

Support for mental health

Health and wellness programs

Financial planning assistance

Collaborative work environment

Qualifikationen

• 8+ years in Compliance, Anti-Financial Crime, or related fields.
• Extensive knowledge of banking regulations in Europe and Luxembourg.

Aufgaben

• Advise on AFC & AML compliance topics and policy implementation.
• Monitor compliance with legal and internal rules at Deutsche Bank.

Kenntnisse

Compliance knowledge

Anti-Financial Crime expertise

Risk assessment

Communication skills

Organizational skills

Proficiency in English

German or French skills

Ausbildung

Bachelor's degree in Finance or related field

Master's degree in Compliance or related field

Jobbeschreibung

Role Overview

AFC ensures Deutsche Bank acts with integrity and discipline regarding AML legal and regulatory requirements.

Our vision is to ‘Proactively protect our clients, our bank, and society from financial crime risk’.

Our mission is to ‘Continuously enhance an effective, efficient, and sustainable financial crime control framework’.

Responsibilities

1. Advise and support Asset and Wealth Management on AFC & AML compliance topics, including policy implementation, monitoring, training, and remediation.
2. Monitor compliance with legal, regulatory, and internal rules at Deutsche Bank Luxembourg, focusing on new accounts and KYC reviews based on risk scoring.
3. Review and approve New Client Adoptions and KYC reviews, and prepare submissions for the Client Acceptance Form across market areas.
4. Oversee AML transaction reviews with the Business Division and escalate issues as necessary.
5. Collaborate with the AFC team on regulatory updates, internal processes, IT systems, risk assessments, monitoring, testing, and training. Provide backup coverage and liaise with other DB locations on due diligence.

Skills and Experience

• Extensive knowledge of banking/financial markets regulations in Europe and Luxembourg, with a deep understanding of compliance and financial crime risks.
• 8+ years of experience in Compliance, Anti-Financial Crime, Audit, Risk, or related fields within financial services.
• Excellent communication, writing, and negotiation skills, able to clearly explain complex issues.
• Proactive, organized, and independent, with a solution-oriented approach within a matrix management framework.
• Proficiency in English; German or French skills are a plus.
• A recent criminal record will be required for the successful candidate.

Additional Qualities

• Emotionally and mentally balanced: Support in managing life crises, illness, and mental health.
• Physically thriving: Support in maintaining physical health through preventive measures and a healthy workplace.
• Socially connected: Emphasis on collaboration, inclusion, and building connections for new perspectives and confidence.
• Financially secure: Assistance in meeting personal financial goals during and after your career.

Our cultural aspiration is to be ‘empowered to excel together every day’. We uphold high standards of integrity, accountability, learning from mistakes, speaking up, and constructive challenge. Embracing change, facts, and diverse perspectives enables our talented, global teams to work in partnership and drive results.