6 month Fixed Term Contractor - Associate Director - AML, RBC Capital Markets (Frankfurt or Par[...]

RBC; Frankfurt; Vor Ort; EUR 70.000 - 90.000; Vollzeit

Zusammenfassung

RBC is seeking a Fixed-term Contractor AML Manager for 6 months in Frankfurt, Paris, or London. The role involves embedding AML compliance into the company culture, overseeing the AML framework, and ensuring adherence to regulations. Ideal candidates will have AML compliance experience, excellent communication skills, and knowledge of relevant laws.

Leistungen

Comprehensive rewards program

Opportunities for growth

Flexible working options

Qualifikationen

• Experience in AML compliance within financial institutions or regulators.
• Fluent in German and English.
• Knowledge of wholesale/capital markets and relevant AML laws.

Aufgaben

• Assist the MLRO in overseeing the AML framework across RBC branches.
• Draft and submit Suspicious Transaction and Order Reports.
• Implement and review AML policies to ensure compliance.

Kenntnisse

AML compliance experience

Excellent communication skills

Knowledge of AML laws

Attention to detail

Tools

Word

Excel

Access

Outlook

Jobbeschreibung

Job Summary

Job Description

What is the opportunity?

Fixed-term Contractor (FTC) AML Manager for 6 months, based in Frankfurt, Paris, or London.

You will support the RBC EG MLRO, senior management, and business units in embedding AML compliance into the company culture.

Your responsibilities include aligning AML regulatory priorities, maintaining relationships with regulators and auditors, establishing a strong control environment, and communicating financial crime risks to senior management.

What will you do?

1. Assist the Money Laundering Reporting Officer (MLRO) for RBC Capital Markets (Europe) GmbH in overseeing the AML framework across all RBC EG branches.
2. Test AML Transaction Monitoring alerts.
3. Investigate client and payment sanctions screening alerts and escalate as needed.
4. Draft and submit Suspicious Transaction and Order Reports (STORs) and Suspicious Activity Reports (SARs) to authorities under the guidance of the Head of AML Germany.
5. Implement and review AML, CTF, Sanctions, and ABAC policies to ensure compliance with German AML laws.
6. Contribute to the annual risk analysis related to money laundering and terrorist financing.
7. Work with business groups to assess AML, ATF, Sanctions, and ABAC risks for new products and services prior to launch.
8. Assist in preparing and submitting AML regulatory reports, identify control gaps, and develop remediation plans.
9. Create AML training materials and deliver training sessions, addressing any training gaps.
10. Participate in external and internal AML audits, address findings, and ensure remediation.
11. Manage AML compliance testing issues and conduct additional local testing activities.
12. Act as the primary liaison with key stakeholders, escalating legal, regulatory, or reputational issues to senior management.
13. Oversee the financial crime compliance framework, including high-risk clients.
14. Engage with Global Economic Sanctions (GES) and ABAC teams on sanctions and bribery concerns.

What do you need to succeed?

Must-have:

• AML compliance experience within financial institutions or regulators.
• Excellent communication skills in German and English.
• Knowledge of wholesale/capital markets and AML laws, including WpHG, WpIG, GWG, BaFin guidelines, and EBA standards.
• Understanding of outsourcing standards and policies.
• Accountability, initiative, attention to detail, and confidentiality.
• Proficiency in Word, Excel, Access, and Outlook.

What is in it for you?

We offer a comprehensive rewards program, supportive leadership, opportunities for growth, impactful work, a collaborative environment, world-class training, and flexible working options.

Agency Notice: RBC does not accept agency resumes unless previously agreed upon. Do not forward resumes to employees or other locations. Contact Recruitment for more details.