Compliance Sr Analyst I

Santander Corporate & Investment Banking; Frankfurt; Vor Ort; EUR 60.000 - 100.000; Vollzeit

Zusammenfassung

An established industry player is seeking a Financial Crime Compliance Advisory Associate to enhance its compliance framework. In this pivotal role, you will support the MLRO in managing AML, CTF, and Sanctions risks, ensuring alignment with regulatory requirements. Your expertise will be crucial in developing and delivering training programs, overseeing model reviews, and providing advisory support to mitigate financial crime risks. Join a dynamic team that values proactive risk management and fosters strong stakeholder relationships, making a significant impact on the organization's compliance efforts.

Qualifikationen

• Experience in managing AML, CTF, and Sanctions risk frameworks.
• Strong understanding of regulatory requirements and compliance.

Aufgaben

• Assist MLRO in managing AML, CTF, and Sanctions risk framework.
• Oversee implementation of monitoring tools and ensure compliance.

Kenntnisse

AML (Anti-Money Laundering)

CTF (Counter-Terrorism Financing)

Sanctions Compliance

Risk Management

Financial Crime Risk Assessment

Ausbildung

Bachelor's Degree in Finance or related field

Professional certification in Compliance or Risk Management

Tools

Monitoring and Screening Tools

Data Analysis Software

Jobbeschreibung

Country: Germany

Santander Corporate & Investment Banking is looking for a Financial Crime Compliance Advisory Associate

Banco Santander was founded in 1857 and is headquartered in Spain. It has a significant market share in 10 core markets in Europe and the Americas, making it one of the largest banks in the Eurozone by market capitalization.

Santander Corporate & Investment Banking (CIB) is Santander’s global division that supports some of the world's largest corporate and institutional clients, offering customized services and value-added wholesale products to meet their needs worldwide.

What You Will Be Doing

Assist the MLRO in managing the AML, CTF, and Sanctions risk framework. Key activities include:

• Overseeing the implementation of monitoring and screening tools, ensuring systems meet local regulatory requirements, and updating relevant manuals and procedures where necessary.
• Providing model and technology advisory support.
• Performing 2nd Line model oversight and reviews for FCC models.
• Receiving escalations related to complex AML, CTF, and Sanctions risk cases from the first or second line of defense teams. Providing advice and recommendations on next steps and the need for enhanced monitoring for higher-risk cases.
• Ensuring FCC policies and guidance align with global documents and current legal and regulatory requirements.
• Maintaining FCC Policies, Standards, Protocols, Waivers, and Dispensations.
• Providing guidance and training to the first line of defense on policy implementation and impact.
• Developing and delivering FCC training and awareness programs for relevant stakeholders.
• Recommending and implementing actions to mitigate financial crime risks within the client portfolio and producing reports for senior management.
• Supporting Financial Crime Risk Assessments.
• Contributing to establishing Risk Appetite thresholds.
• Participating in change management programs and internal policy development as an FCC subject matter expert.
• Developing relevant MI and reporting.
• Supporting the MLRO with FCC control changes and improvements, including control strategies, requirements definition, monitoring, and effectiveness testing.

Key Accountabilities

Risk Management

• Lead by example, proactively identifying, assessing, managing, and reporting risks, especially regulatory and operational risks related to Financial Crime.
• Support the bank in meeting its business, regulatory, and stakeholder obligations concerning Financial Crime.

People Management

• Communicate regularly with stakeholders involved in delivering the Financial Crimes Framework.

Customer Orientation

• Build strong relationships across various business areas of SCIB.
• Promote effective investigation of suspicious activity with FCC stakeholders.

Commercial

• Utilize data to manage and improve the FC framework.
• Implement change initiatives to enhance the FC framework.