Compliance, Regulatory Affairs, Analyst, Frankfurt

Goldman Sachs; Frankfurt; Vor Ort; EUR 50.000 - 90.000; Vollzeit

Zusammenfassung

Join a forward-thinking firm dedicated to compliance and regulatory excellence. This role within the Regulatory Affairs team offers a unique opportunity to support the Chief Compliance Officer and engage with diverse tasks including regulatory inquiries, compliance training, and governance documentation. The ideal candidate will possess strong analytical skills and effective communication abilities, thriving in a dynamic regulatory landscape. Contribute to a culture of compliance while enhancing your professional growth in a globally recognized investment banking firm. Your journey towards making a significant impact starts here.

Qualifikationen

• First professional compliance or financial services experience required.
• Basic knowledge of the European regulatory environment for Compliance.

Aufgaben

• Notifications to regulators and facilitating regulatory inquiries.
• Conducting Compliance training and supporting governance documentation.

Kenntnisse

Interpersonal Skills

Written Communication

Oral Communication

Analytical Skills

Problem-Solving Skills

Organizational Skills

Curiosity

Adaptability

Ausbildung

University Degree

Jobbeschreibung

Our division prevents, detects, and mitigates compliance, regulatory, and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory, and reputational risk; monitors for compliance with new or amended laws, rules, and regulations; designs and implements controls, policies, procedures, and training; conducts independent testing; investigates, surveils, and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits, and inquiries. You will be part of a team with members from diverse academic and professional backgrounds, such as law, accounting, sales, and trading. We seek individuals with sound judgment, curiosity, and adaptability to a changing regulatory landscape.

YOUR IMPACT

The role we are recruiting for is within the Regulatory Affairs team of the Compliance function based in Frankfurt, providing coverage for Goldman Sachs Bank Europe SE (GSBE) and its European branches. This role will support the Chief Compliance Officer in maintaining the Compliance program for GSBE’s activities and assist with core Compliance tasks as required by MaComp and MaRisk. Responsibilities include but are not limited to:

• Notifications to regulators
• Facilitating regulatory inquiries
• Supporting regulatory examinations
• Conducting Compliance training
• Supporting regular and ad hoc reporting to governance forums
• Coordinating governance documentation of GSBE
• Supporting project management and board reporting

EXPERIENCE

• University degree
• First professional compliance or financial services experience required
• Basic knowledge of the European regulatory environment for Compliance (e.g., ESMA GL, EBA GL, MaComp, MaRisk)
• Good interpersonal and effective written/oral communication skills
• Strong analytical and problem-solving skills with the ability to exercise sound and balanced judgment
• Excellent organizational skills
• Fluent in English and German

ABOUT GOLDMAN SACHS

At Goldman Sachs, we dedicate our people, capital, and ideas to help our clients, shareholders, and communities grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we have offices worldwide.

We believe who you are enhances what you do. We are committed to fostering diversity and inclusion both within our workplace and beyond, providing opportunities for professional and personal growth through training, firmwide networks, benefits, wellness, personal finance programs, and mindfulness initiatives. Learn more about our culture, benefits, and people at /careers.

We are committed to providing reasonable accommodations for candidates with special needs or disabilities during our recruiting process.