Compliance, Regulatory Affairs, Analyst, Frankfurt

TN Germany; Frankfurt; Vor Ort; EUR 45.000 - 70.000; Vollzeit

Zusammenfassung

An established industry player is seeking a Compliance Analyst to join their Regulatory Affairs team in Frankfurt. This role is pivotal in ensuring compliance with European regulations and supporting the Chief Compliance Officer. You'll engage in a variety of tasks, including facilitating regulatory inquiries, conducting compliance training, and managing governance documentation. Ideal candidates will possess strong analytical skills, effective communication abilities, and a keen attention to detail. Join a dynamic team dedicated to fostering a culture of compliance and making a significant impact in the financial services sector.

Qualifikationen

• University degree required for the role.
• First professional compliance experience preferred.

Aufgaben

• Support the Chief Compliance Officer in maintaining the Compliance program.
• Facilitate regulatory inquiries and support regulatory exams.
• Help conduct Compliance training and support governance documentation.

Kenntnisse

Analytical Skills

Problem-Solving Skills

Interpersonal Skills

Communication Skills

Attention to Detail

Ausbildung

University Degree

Jobbeschreibung

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Compliance, Regulatory Affairs, Analyst, Frankfurt, Frankfurt

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Client:

Location:

Frankfurt, Germany

Job Category:

Other

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EU work permit required:

Yes

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Job Reference:

044193f560a2

Job Views:

1

Posted:

30.04.2025

Expiry Date:

14.06.2025

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Job Description:

OUR IMPACT

Our division prevents, detects, and mitigates compliance, regulatory, and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory, and reputational risk; monitors for compliance with new or amended laws, rules, and regulations; designs and implements controls, policies, procedures, and training; conducts independent testing; investigates, surveils, and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits, and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

YOUR IMPACT

The role we are recruiting for is in the Regulatory Affairs team of the Compliance function based in Frankfurt providing coverage for Goldman Sachs Bank Europe SE (GSBE) and its European branches. This role will support the Chief Compliance Officer in maintaining the Compliance program for the activity of GSBE and support with the core Compliance function tasks as required by MaComp and MaRisk. This covers a broad spectrum of responsibilities which comprise but are not limited to the below:

• Notifications to the regulator(s)
• Facilitate regulatory inquiries
• Support the team in regulatory exams
• Help conduct Compliance training
• Support regular and ad hoc reporting to governance forums
• Coordinate the governance documentation of GSBE
• Support Project management and Board reporting

EXPERIENCE

• University degree
• Basic knowledge of the European regulatory environment for the Compliance function (. ESMA GL, EBA GL, MaComp, MaRisk)
• Good interpersonal skills and effective written/oral communication skills.
• Strong analytical and problem-solving skills with the ability to exercise sound and balanced judgment
• Excellent organisational skills
• Fluent in English and German.

ABOUT GOLDMAN SACHS

Our division prevents, detects, and mitigates compliance, regulatory, and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory, and reputational risk; monitors for compliance with new or amended laws, rules, and regulations; designs and implements controls, policies, procedures, and training; conducts independent testing; investigates, surveils, and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits, and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

YOUR IMPACT

The role we are recruiting for is in the Regulatory Affairs team of the Compliance function based in Frankfurt providing coverage for Goldman Sachs Bank Europe SE (GSBE) and its European branches. This role will support the Chief Compliance Officer in maintaining the Compliance program for the activity of GSBE and support with the core Compliance function tasks as required by MaComp and MaRisk. This covers a broad spectrum of responsibilities which comprise but are not limited to the below:

• Notifications to the regulator(s)
• Facilitate regulatory inquiries
• Support the team in regulatory exams
• Help conduct Compliance training
• Support regular and ad hoc reporting to governance forums
• Coordinate the governance documentation of GSBE
• Support Project management and Board reporting

EXPERIENCE

• University degree
• First professional compliance/financial services experience required.
• Basic knowledge of the European regulatory environment for the Compliance function (. ESMA GL, EBA GL, MaComp, MaRisk)
• Good interpersonal skills and effective written/oral communication skills.
• Strong analytical and problem-solving skills with the ability to exercise sound and balanced judgment
• Excellent organisational skills
• Attention to detail
• Fluent in English and German.

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness, and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.