Senior Compliance Officer

Alpinum Solutions; Zürich; Vor Ort; CHF 90.000 - 120.000; Vollzeit

Zusammenfassung

Alpinum Solutions is a leading ALSP delivering interim legal and compliance workforce solutions. We are seeking experienced Compliance professionals to support a large-scale KYC remediation project within Wealth Management, focusing on review and remediation of client files with complex legal structures to ensure alignment with internal policies and regulatory requirements.

Candidates should bring several years in AML/KYC compliance, strong analytical skills, and the ability to work

Qualifikationen

• Several years of AML/KYC experience in Wealth Management or Private Banking.
• Experience reviewing complex client structures such as Trusts, Foundations, Funds and Offshore entities.
• Solid understanding of AML/KYC regulations, including CDD and EDD.

Aufgaben

• Perform end-to-end KYC reviews for Wealth Management clients with complex structures.
• Review Trusts, Foundations, Funds and Offshore entities for KYC remediation.
• Conduct CDD and EDD assessments in line with internal policies and regulatory requirements.
• Analyse beneficial ownership structures, source of wealth and funds documentation.
• Identify documentation gaps and coordinate remediation with Front Office and internal stakeholders.
• Document review outcomes and recommendations in KYC systems.
• Ensure compliance with AML/KYC requirements.

Kenntnisse

AML/KYC Compliance

Wealth Management

Analytical thinking

Attention to detail

Regulatory knowledge

Jobbeschreibung

Alpinum Solutions is the leading Alternative Legal Service Provider (ALSP) in Switzerland, Germany and Liechtenstein, specializing in Interim Legal & Compliance workforce solutions for complex mandates.

For our client, we are looking for experienced Compliance professionals to support a large-scale KYC remediation project within Wealth Management. The focus of the role is the review and remediation of client files involving complex legal structures, ensuring compliance with internal policies and applicable regulatory requirements.

Key Responsibilities:

• Perform end-to-end KYC reviews for Wealth Management clients with complex legal structures.
• Review Trusts, Foundations, Investment Funds, Offshore Companies and other sophisticated ownership structures.
• Conduct Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) assessments in accordance with internal policies and regulatory requirements.
• Analyse beneficial ownership structures, source of wealth and source of funds documentation.
• Identify documentation gaps and coordinate remediation activities with Front Office and other internal stakeholders.
• Document review outcomes and recommendations within internal KYC systems.
• Ensure compliance with AML, KYC and applicable regulatory requirements.

Experience & Qualifications:

• Several years of experience in AML/KYC Compliance within Wealth Management or Private Banking.
• Strong experience reviewing complex client structures, including Trusts, Foundations, Investment Funds, and Offshore entities.
• Solid understanding of AML/KYC regulations, Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD).
• Previous experience in KYC remediation or regulatory transformation projects is highly desirable.
• Excellent analytical skills with strong attention to detail.
• Ability to work independently while managing a high volume of complex reviews.

What We Offer:

At Alpinum Solutions, compliance experts, project lawyers and interim attorneys work on diverse interim and project mandates in an international and dynamic environment. As part of our Interim Legal & Compliance Workforce, you benefit from flexible engagement models, attractive compensation, and exciting mandates with leading companies.