Compliance Officer

Alpinum Solutions; Zürich; Vor Ort; CHF 110.000 - 170.000; Vollzeit

Benefits dieser Stelle

Flexible engagements

Competitive pay

International environment

Zusammenfassung

Alpinum Solutions is seeking experienced Compliance professionals to support a large-scale KYC remediation project within Wealth Management. The role focuses on reviewing and remediating client files with complex structures to ensure adherence to internal policies and regulatory requirements.

Ideal candidates have several years of AML/KYC compliance experience in wealth management, with a strong track record in reviewing trusts, foundations, funds and offshore entities, and in performing CDD/EDD

Qualifikationen

• Proven AML/KYC experience in Wealth Management or Private Banking.
• Strong understanding of CDD and EDD processes.

Aufgaben

• Perform end-to-end KYC reviews for Wealth Management clients with complex structures.
• Review Trusts, Foundations, Investment Funds, Offshore entities.
• Conduct CDD and EDD assessments per internal policies and regulatory requirements.
• Analyse beneficial ownership structures, source of wealth and funds documentation.
• Identify documentation gaps and coordinate remediation with Front Office and internal stakeholders.
• Document review outcomes and recommendations in internal KYC systems.
• Ensure compliance with AML and KYC regulations.

Kenntnisse

AML/KYC

CDD

EDD

Regulatory knowledge

Analytical skills

Independent worker

Wealth Management

Jobbeschreibung

Alpinum Solutions is the leading Alternative Legal Service Provider (ALSP) in Switzerland, Germany and Liechtenstein, specializing in Interim Legal & Compliance workforce solutions for complex mandates.

For our client, we are looking for experienced Compliance professionals to support a large-scale KYC remediation project within Wealth Management. The focus of the role is the review and remediation of client files involving complex legal structures, ensuring compliance with internal policies and applicable regulatory requirements.

Key Responsibilities:

• Perform end-to-end KYC reviews for Wealth Management clients with complex legal structures.
• Review Trusts, Foundations, Investment Funds, Offshore Companies and other sophisticated ownership structures.
• Conduct Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) assessments in accordance with internal policies and regulatory requirements.
• Analyse beneficial ownership structures, source of wealth and source of funds documentation.
• Identify documentation gaps and coordinate remediation activities with Front Office and other internal stakeholders.
• Document review outcomes and recommendations within internal KYC systems.
• Ensure compliance with AML, KYC and applicable regulatory requirements.

Experience & Qualifications:

• Several years of experience in AML/KYC Compliance within Wealth Management or Private Banking.
• Strong experience reviewing complex client structures, including Trusts, Foundations, Investment Funds, and Offshore entities.
• Solid understanding of AML/KYC regulations, Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD).
• Previous experience in KYC remediation or regulatory transformation projects is highly desirable.
• Excellent analytical skills with strong attention to detail.
• Ability to work independently while managing a high volume of complex reviews.

What We Offer:

At Alpinum Solutions, compliance experts, project lawyers and interim attorneys work on diverse interim and project mandates in an international and dynamic environment. As part of our Interim Legal & Compliance Workforce, you benefit from flexible engagement models, attractive compensation, and exciting mandates with leading companies.