Senior Compliance Lead: Banks & Financial Regulation

UR Capital; Genf; Vor Ort; CHF 120.000 - 150.000; Vollzeit

Zusammenfassung

UR Capital is seeking a compliance specialist to support financial institutions with complex regulatory matters in Switzerland. The role focuses on advising banks, insurers, asset managers, and intermediaries on AML, sanctions, and prudential requirements.

You will lead engagements, review client documentation, and help implement regulations while strengthening internal controls. Fluency in French and English is required; German is a plus, and Swiss residency is expected.

Qualifikationen

• Bachelor’s or Master’s degree in Law, Finance, or Economics; CAS in Compliance Management or a Bar qualification is an advantage.
• Minimum of 5 years’ compliance experience in Switzerland (banking, consultancy, internal/external audit).
• Strong knowledge of Swiss regulations (AML, CRS, MiFID II, LIMF, LSFin).
• Fluent in French and English (C1 level); German is a plus.

Aufgaben

• Advise banks, insurers, asset managers, and other financial intermediaries on AML, sanctions, and prudential requirements.
• Support clients in implementing regulations and preventing risks related to fraud, money laundering, sanctions breaches, and unethical behaviour.
• Conduct investigations, review client accounts, analyse unusual transactions, and assess banking documentation.
• Draft or review internal regulatory processes and enhance internal control systems.
• Lead teams and client engagements, including planning, resource management, reporting, and budget oversight.
• Contribute to regulatory monitoring, expert presentations, and publications.

Kenntnisse

AML knowledge

Regulatory compliance

Leadership

French fluency

English fluency

Ausbildung

Bachelor’s or Master’s degree in Law, Finance, or Economics

CAS in Compliance Management or Bar qualification

Jobbeschreibung

UR Capital is seeking a compliance specialist to support financial institutions with complex regulatory matters in Switzerland. The role focuses on advising banks, insurers, asset managers, and intermediaries on AML, sanctions, and prudential requirements.

You will lead engagements, review client documentation, and help implement regulations while strengthening internal controls. Fluency in French and English is required; German is a plus, and Swiss residency is expected.