Compliance Officer – Employee related Conflicts 100% (f/m/d)

CH10 - BJB Bank Julius Baer & Co. Ltd.; Zürich; Sur place; CHF 120 000 - 180 000; Plein temps

Avantages offerts par ce poste

Flexible working options

Career development programmes

Résumé du poste

Julius Baer Group seeks a Compliance Officer to oversee Mandates, Secondary Occupations, Gifts and Entertainment, and Conflicts of Interest within Central Compliance. You will manage frameworks, policies, and controls, and coordinate training across locations to ensure high standards of compliance.

The role focuses on adapting to regulatory changes and driving continuous improvement across the bank. You will work with a cross-functional team, bring 3+ years of banking compliance experience, and

Qualifications

• Bachelor or Master in Finance, Law, Business Administration, or related field.
• Minimum of 3 years in Banking in Compliance; international private banking preferred.
• Experience in employee compliance topics and processes.
• Strong analytical, conceptual, and problem-solving skills.
• Proactive attitude with attention to detail and collaboration across teams.

Responsabilités

• Develop and advance Compliance frameworks, policies, and procedures for Mandates, Secondary Occupations, Gifts & Entertainment, and Conflicts of Interest.
• Serve as primary contact for employees and stakeholders, coordinating global alignment and training.
• Execute and monitor day-to-day Compliance processes including reviews, controls, reporting, and investigations.
• Track regulatory developments and implement measures to ensure framework effectiveness.
• Contribute to Compliance projects and support digitisation and continuous improvement initiatives.

Connaissances

Fluent English

Analytical thinking

Problem solving

Cross-functional collaboration

Formation

Bachelor/Master degree in Finance, Law, or related field

Description du poste

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. For our Employee-related Conflicts of Interest team within Central Compliance, we are seeking a Compliance Officer to join us. The Compliance Officer will be responsible for overseeing Mandates, Secondary Occupations, and Substantial Shareholdings; Gifts and Hospitality; and Conflicts of Interest, ensuring the highest compliance standards across our operations.

YOUR CHALLENGE

• Manages and further develops the Compliance frameworks, policies, procedures for Mandates, Secondary Occupations, Gifts & Entertainment and Conflicts of Interest
• Serves as the primary contact for employees, internal stakeholders, and Compliance Officers across locations, coordinating global alignment and delivering relevant training
• Executes and monitors day-to-day Compliance processes, including reviews, control execution, reporting, and ad-hoc investigations, adjusting controls as needed
• Tracks regulatory developments and industry standards, implementing appropriate measures to ensure ongoing framework effectiveness
• Contributes to Compliance-related projects and supports initiatives focused on process digitalisation and continuous improvement

YOUR PROFILE

• Bachelor/Master in Finance, Law, Business Administration, or a related field
• Minimum of 3 years of experience in Banking in Compliance and international private banking preferred
• Experience in employee compliance related topics and processes
• Strong analytical, conceptual, and problem-solving skills, with the ability to analyze complex data, identify patterns, and draw meaningful conclusions
• Proactive attitude, attention to detail, and ability to collaborate effectively with cross-functional teams and stakeholders
• Fluent in English (written and spoken); knowledge of German and other languages is an advantage

WHY JOIN JULIUS BAER?

We are the leading Swiss wealth management group. We focus on servicing and advising sophisticated private clients from around the world, taking into account what truly matters to them - in their business and personal life, today and for future generations. Headquartered in Zurich, we are present in around 60 locations worldwide, including Bangkok, Dubai, Dublin, Frankfurt, Geneva, Hong Kong, London, Luxembourg, Madrid, Mexico City, Milan, Monaco, Mumbai, Santiago de Chile, Shanghai, Singapore, Tel Aviv, and Tokyo.

With offices around the world, we offer an international and stimulating work environment and the opportunity to work with a diverse team of highly motivated colleagues, bringing the best of the bank to our clients. Our core values of Care, Passion, and Excellence define the tone of how we interact with each other and our partners. Committed to your success whether nurturing young talent with our renowned apprentice scheme, enabling ambitious university graduates to put theory into practice with our Graduate Programme, or providing first-class opportunities for experienced professionals, we look after our employees. We believe in continuous learning as a company and as individuals, which is why we put a focus on the health and well-being of our employees and offer flexible working options, a wide array of benefits, and extensive career development programmes.

For more information visit www.juliusbaer.com or contact us via the Contact Form.