Wealth Management Associate: Client Services & Onboarding

RBC; Vaughan; On-site; CAD 38,000 - 50,000; Full time

Benefits offered by this job

Total rewards program

Leadership development

Stock incentives

Job summary

RBC Dominion Securities in Vaughan seeks a resourceful Senior Associate to support wealth management services within a leading branch. You will maintain client accounts, ensure documentation is accurate and up-to-date, and collaborate with an Investment Advisor to manage portfolios and planning opportunities.

The role emphasizes exceptional client service, onboarding new clients, coordinating meetings, and maintaining regulatory compliance within internal controls.

Qualifications

• CSC/CPH or CIRE required for licensing and regulatory compliance.
• IR license required or in good standing with regulatory body.
• Strong proficiency with business applications/technology, including Microsoft Office Suite.
• Excellent time management and organizational skills.
• Proven ability to deliver world-class client service in a professional, friendly manner.

Responsibilities

• Maintain existing client accounts and identify opportunities to contact clients.
• Respond to client inquiries in a timely and understanding manner (transactions, requests, documentation, reporting).
• Provide proactive client service and liaise with departments to deliver solutions.

Skills

Account management

Customer success

Decision making

Financial regulation

Group problem solving

Interpersonal relationships

Investment risk management

Education

Canadian Securities Course (CSC) and Conduct and Practices Handbook Course (CPH) or Canadian Investment Regulatory Exam (CIRE)

Investment Representative (IR) Licensed

Job description

RBC Dominion Securities in Vaughan seeks a resourceful Senior Associate to support wealth management services within a leading branch. You will maintain client accounts, ensure documentation is accurate and up-to-date, and collaborate with an Investment Advisor to manage portfolios and planning opportunities.

The role emphasizes exceptional client service, onboarding new clients, coordinating meetings, and maintaining regulatory compliance within internal controls.