Senior Investigator - Banking and Securities - Hybrid or Remote Outside GTA

Life After Law; Toronto; Hybrid; CAD 80,000 - 110,000; Full time

Job summary

Life After Law in Canada seeks a Senior Investigator in Banking and Securities to join a well-established organization that values work-life balance. This role can be performed remotely outside Ontario or hybrid in the GTA, leveraging your 5+ years of experience.

You will organize case files, conduct interviews, draft reports, and contribute to policy updates while collaborating with managers and colleagues.

Qualifications

• Minimum of 5 years of relevant banking and securities experience in a legal/regulatory environment.
• Legal experience in banking/securities is an asset.
• Professionalism, strong judgement, communication and analytical skills.
• Proficiency with Microsoft Office and database applications.
• Bilingualism (French and English) an asset.

Responsibilities

• Organize case files, review documents and create investigation plans.
• Collect necessary documents from relevant parties and interview witnesses.
• Analyze data, research, and communicate results to parties.
• Liaise with Managers, Investigators and Colleagues.
• Draft correspondence, settlement proposals and assist with settlements.
• Draft investigation reports and manage timely case completion.
• Respond to inquiries and keep up with industry trends.
• Participate in industry training to enhance knowledge and skills.
• Contribute to policy updates and organizational procedures.

Skills

Professionalism

Judgement

Communication

Analytical skills

Tools

Microsoft Office

Database applications

Job description

LIFE AFTER LAW is Canada’s national recruitment firm dedicated to placing lawyers in private practice, corporate counsel, quasi-legal, and executive roles.

25+ years developing lasting relationships with lawyers, law firms and companies

This is an exciting opportunity for a Senior Investigator in Banking and Securities at a well-established organization that offers work-life balance. It is an excellent opportunity for a Lawyer with pertinent legal expertise to utilize their experience in a unique way. This Senior Investigator will play an integral role in the investigation and resolution of various complaints. Candidates should have a minimum of 5 years of pertinent experience. This position can be done remotely outside Ontario or hybrid in the GTA.

Responsibilities:

• Organize case files, review applicable documents and ascertain key issues and create investigation plans;
• Collect the necessary documents from relevant parties;
• Conduct applicable interviews and research, analyze data and communicate results to parties;
• Liaise with Managers, Investigators and/or Colleagues;
• Draft correspondence and settlement proposals and facilitate settlements;
• Draft investigation reports as applicable;
• Complete cases in a timely manner and reply to inquiries;
• Keep up to date with relevant industry trends and contribute to policy updates;
• Participate in industry training programs to enhance knowledge and skills; and
• Contribute to the development of the organization’s policies and procedures.

Requirements:

The ideal candidate will have:

• A minimum of 5 years of relevant banking and securities experience in a legal and regulatory environment;
• Legal experience in such applicable fields an asset;
• Professionalism, strong judgement, communication and analytical skills;
• Solid time management abilities;
• Excellent interviewing skills and research abilities;
• Ability to work effectively in a team dynamic;
• Proficiency with Microsoft Office and database applications; and
• Bilingualism (French and English) an asset.

We thank all applicants. Only those with the required expertise will be contacted.

This is an active opening for a current role.

The compensation range is $80,000-$110,000, depending on experience and qualifications. Total compensation may include bonuses, benefits and other incentives. Adjustments may apply for candidates with more or less experience than listed.

AI may be used, only for initial resume review. All other decisions are human-made.