Senior Insurance Compliance Leader

Edward Jones; Mississauga; On-site; CAD 110,000 - 150,000; Full time

Job summary

Edward Jones in Canada seeks a Senior Branch Compliance Officer - Insurance to supervise insurance-related regulatory compliance and risk, guiding advisors and branches with CIRO standards. The role partners with Compliance and Risk, translating regulatory changes into actionable guidance while mentoring team members.

The position requires a university degree or equivalent, relevant licenses, and experience in investment-dealer environments.

Qualifications

• Bachelor’s/University degree or equivalent in a related field.
• Canadian Securities Course is required.
• Conduct and Practices Handbook or CIRE knowledge.
• Insurance licenses (Level 2 / LLQP) are required for supervision and a valid license held 5 of the last 7 years.
• Registration as a 'Supervisor' in the past 2 years or 2+ years with a CIRO dealer member is required.
• Two years of relevant experience with an investment dealer.
• Strong PM, analytical, and communication skills.

Responsibilities

• Supervise insurance-related business activities and regulatory compliance.
• Provide expert guidance on insurance regulations, policies, and procedures.
• Conduct compliance monitoring and risk assessments to identify issues.
• Escalate regulatory, supervisory, and operational concerns as needed.
• Partner with Compliance, Risk, and business leaders to strengthen controls.
• Stay current on regulatory developments and translate changes into guidance.
• Mentor Supervisors, Compliance Officers, and Specialists to build team expertise.
• Support cross-functional teams to ensure regulatory alignment.

Skills

Regulatory supervision

Insurance knowledge

Project management

Risk assessment

Regulatory updates

Education

University degree or equivalent

Canadian Securities Course

Conduct and Practices Handbook or CIRE

Job description

Edward Jones in Canada seeks a Senior Branch Compliance Officer - Insurance to supervise insurance-related regulatory compliance and risk, guiding advisors and branches with CIRO standards. The role partners with Compliance and Risk, translating regulatory changes into actionable guidance while mentoring team members.

The position requires a university degree or equivalent, relevant licenses, and experience in investment-dealer environments.