Insurance Compliance Specialist — Hybrid (Atlantic Canada)

CU Financial Management Ltd.; San Juan de Terranova; Hybrid; CAD 65.000 - 75.000; Vollzeit

Benefits dieser Stelle

Hybrid work arrangement

Competitive compensation & benefits

Professional growth opportunities

Zusammenfassung

CU Financial Management Ltd. is seeking an Insurance Compliance Specialist to provide centralized oversight, administration, and regulatory compliance for our insurance business in Atlantic Canada.

This non-sales role supports Advisors and Investment Associates while ensuring licensing, AML/ATF controls, and policy adherence. The position coordinates onboarding, licensing, contracting, APEXA administration, and ongoing documentation for insurance and segregated funds, with strong attention to

Qualifikationen

• 3 to 5 years of experience in insurance operations, compliance or related financial services environment.
• Active Life Insurance License, eligible to maintain active license in required jurisdictions.
• Experience with AML/ATF compliance is an asset.
• Strong knowledge of Canadian life insurance and segregated fund products.

Aufgaben

• Provide centralized insurance administration, compliance and operational support to Advisors and Investment Associates.
• Coordinate onboarding, licensing, and contracting of Insurance Advisors and related documentation.
• Oversee AML/ATF controls and regulatory requirements across the organization.
• Review insurance files and processes to identify documentation gaps and compliance concerns.
• Maintain insurance-related policies, procedures and checklists for regulatory alignment.

Kenntnisse

Insurance operations

Regulatory compliance

Advisor support

MGA/carrier administration

File review / documentation

Communication

Time management

Team collaboration

Ausbildung

Active Life Insurance License

AML/ATF compliance training

Regulatory risk management training

Tools

Microsoft 365

Jobbeschreibung

CU Financial Management Ltd. is seeking an Insurance Compliance Specialist to provide centralized oversight, administration, and regulatory compliance for our insurance business in Atlantic Canada.

This non-sales role supports Advisors and Investment Associates while ensuring licensing, AML/ATF controls, and policy adherence. The position coordinates onboarding, licensing, contracting, APEXA administration, and ongoing documentation for insurance and segregated funds, with strong attention to