Senior Compliance Advisor, Wealth Management

Canada Life; Toronto; On-site; CAD 63,500 - 117,400; Full time

Job summary

A prominent insurance and financial services firm is seeking a Senior Compliance Advisor in Toronto. This role involves ensuring compliance with regulatory requirements and providing strategic guidance to the Individual Wealth business unit. Candidates should have over 5 years of compliance experience in financial services and strong knowledge of regulatory frameworks. The position offers a competitive salary range of $63,500 to $117,400 annually.

Qualifications

• 5+ years of experience in compliance, risk, or legal roles within wealth management or financial services.
• Solid knowledge of the Wealth Management business; knowledge of Canada Life's Individual Wealth business preferred.
• Proven ability to interpret complex regulatory requirements.

Responsibilities

• Support adherence to compliance framework aligned with financial services regulations.
• Monitor and assess regulatory changes impacting wealth management.
• Provide guidance on regulatory obligations including KYC/AML.

Skills

Compliance knowledge

Risk assessment skills

Regulatory framework understanding

Interpersonal skills

Communication skills

Education

Post-secondary education or equivalent experience

Tools

Microsoft Office (Outlook, Excel, Word, PowerPoint)

Compliance management systems

Risk assessment tools

Job description

A prominent insurance and financial services firm is seeking a Senior Compliance Advisor in Toronto. This role involves ensuring compliance with regulatory requirements and providing strategic guidance to the Individual Wealth business unit. Candidates should have over 5 years of compliance experience in financial services and strong knowledge of regulatory frameworks. The position offers a competitive salary range of $63,500 to $117,400 annually.