Remote Compliance Analyst – Regulatory Reporting & Risk

Socket.dev; Toronto; Hybrid; CAD 65,000 - 90,000; Full time

Benefits offered by this job

Flexible work options

Competitive compensation package

Comprehensive health benefits

Parental leave top-up

Job summary

Fidelity Clearing Canada is seeking a Compliance Analyst to join the Compliance team in Toronto. You will help ensure regulatory obligations are met, assist with audits, reporting, and daily inquiries across compliance systems.

You will collaborate across departments, support policy review, and contribute to training and awareness initiatives while maintaining meticulous records for governance committees. This role offers hybrid work and comprehensive benefits.

Qualifications

• University degree or equivalent work experience.
• Minimum 3+ years’ experience in the investment dealer industry.
• Experience in a compliance role would be an asset.
• Strong interpersonal, communication, written and verbal and presentation skills would be an asset.
• High level of proficiency with Microsoft Office would be an asset.
• Working knowledge of Salesforce would be an asset.
• Digital asset related knowledge would be an asset.

Responsibilities

• Manage and support review on return mail and abandoned properties tasks.
• Maintain tracker for ongoing business projects and provide administrative support to business.
• May be involved with projects to enhance existing processes and system testing.
• Assist with review and resolve general inquiries and daily operational requests in the Compliance mailbox and system platforms.
• Assist with request escalations to ensure requests are resolved accordingly.
• Assist with update and review existing policies and procedures annually or as required.
• Support with policy gap analysis.
• Assist with advising, training, and development of awareness on compliance related issues among FCC staff.

Skills

Excel

Outlook

Dataphile

Communication

Prioritization

Analytical thinking

Education

University degree or equivalent

Tools

Salesforce

Job description

Fidelity Clearing Canada is seeking a Compliance Analyst to join the Compliance team in Toronto. You will help ensure regulatory obligations are met, assist with audits, reporting, and daily inquiries across compliance systems.

You will collaborate across departments, support policy review, and contribute to training and awareness initiatives while maintaining meticulous records for governance committees. This role offers hybrid work and comprehensive benefits.