Regulatory Compliance Manager, Trade Surveillance

Fidelity International; Toronto; Hybrid; CAD 90,000 - 140,000; Full time

Job summary

Fidelity Clearing Canada, a leading Canadian clearing broker and custodian, is seeking a Regulatory Compliance Manager to oversee the daily operation of the Trade Surveillance program and Trade Desk Supervision. The role involves investigating alerts, ensuring regulatory reporting, and contributing to system and procedure improvements.

Based in Toronto on a flexible hybrid schedule, you will collaborate with cross‑functional teams to maintain compliance standards, participate in projects, and

Responsibilities

• Oversee daily operation of the Trade Surveillance program and Trade Desk Supervision.
• Investigate alerts generated by the Trade surveillance application and regulatory reporting.
• Assist/participate in projects and provide SME for system and procedure development and improvement.

Job description

Job Description You will be working on a flexible hybrid schedule as part of Fidelity’s dynamic working arrangement. Current work authorization for Canada is required for all openings. The work location for this role is 483 Bay Street in Toronto until approximately late 2026, when the work location will change to the new Mississauga office at 3 Robert Speck Parkway.

Business Overview

Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.S.-based firms. For more information about Fidelity Clearing Canada, please visit https://clearing.fidelity.ca/

Role Overview

The Regulatory Compliance Manager reports to the Manager, Trade Compliance and is responsible for the daily operation of the Trade Surveillance program and Trade Desk Supervision. This role will be working to manage these key areas of accountability, include daily investigation of alerts generated by Trade surveillance application various regulatory reporting and assist/participate in projects. You will provide subject matter expertise for system and procedure development and improvement