Remote Corporate Compliance Branch Lead

Fidelity International; Toronto; Hybrid; CAD 99,000 - 123,000; Full time

Benefits offered by this job

Flexible working arrangements - remote

Comprehensive health benefits

Parental leave top-up

Home office equipment allowance

Volunteer time off

Job summary

Fidelity Canada is seeking a Corporate Compliance Branch Manager to lead daily Tier 1 supervision of Wealth Advisors nationwide. You’ll partner with Dealer Compliance to ensure robust controls, timely policy updates, and effective training programs for Fidelity Wealth advisors and Investly staff.

You’ll work with the Director and CCO on regulatory reviews, audits, and inquiries, fostering a culture of compliance and ethical behavior across the organization.

Qualifications

• Strong knowledge of securities industry rules and regulations (CIRO, FINTRAC)
• Excellent written and oral communication skills
• Experience with training programs for advisory staff
• Interest and understanding of technology and regulatory processes

Responsibilities

• Provide Tier 1 supervision of Wealth Advisors across Canada
• Oversee compliance monitoring and updates of policies and procedures
• Lead training programs for Fidelity Wealth advisors and Investly staff
• Assist Director and CCO with regulatory reviews and investigations
• Support internal and external audits and client inquiries

Skills

CIRO knowledge

Written and verbal communication

Mediation and influencing

Technology interest

Prioritization under pressure

Interpersonal skills

Microsoft Office

Bilingualism (nice to have)

Education

University degree or equivalent

Post-secondary degree in communications/IT/social or digital media

Tools

Microsoft Office (Word, Excel, PowerPoint)

Job description

Fidelity Canada is seeking a Corporate Compliance Branch Manager to lead daily Tier 1 supervision of Wealth Advisors nationwide. You’ll partner with Dealer Compliance to ensure robust controls, timely policy updates, and effective training programs for Fidelity Wealth advisors and Investly staff.

You’ll work with the Director and CCO on regulatory reviews, audits, and inquiries, fostering a culture of compliance and ethical behavior across the organization.