Regulatory Licensing & Compliance Specialist

Financial Services Regulatory Authority of Ontario (FSRA); Toronto; On-site; CAD 67,000 - 93,000; Full time

Benefits offered by this job

Defined benefit pension

Benefits plan

Learning & development

Commitment to equity and inclusion

Job summary

Financial Services Regulatory Authority of Ontario (FSRA) seeks a qualified regulatory licensing professional for a 12-month fixed-term contract. You will review licence applications, assess compliance, and provide guidance to applicants. The role emphasizes policy, risk management and enforcement considerations.

Ideal candidates have a degree in business administration or public policy and at least 3 years in regulatory licensing, with mortgage-sector experience considered an asset.

Qualifications

• Degree in business administration or public policy or related field.
• Minimum of 3 years in regulatory licensing and approvals.
• Experience in mortgage sector is an asset.

Responsibilities

• Review licence and registration applications from financial services intermediaries.
• Assess compliance with acts, regulations and FSRA policies.
• Prepare reports on policy, compliance and risk management.
• Provide information and advisory services to applicants.

Skills

Regulatory licensing

Analytical skills

Stakeholder management

Expert witness

Education

Degree in business administration/public policy

Tools

Microsoft Office

Job description

Financial Services Regulatory Authority of Ontario (FSRA) seeks a qualified regulatory licensing professional for a 12-month fixed-term contract. You will review licence applications, assess compliance, and provide guidance to applicants. The role emphasizes policy, risk management and enforcement considerations.

Ideal candidates have a degree in business administration or public policy and at least 3 years in regulatory licensing, with mortgage-sector experience considered an asset.