Regulatory Compliance Lead — Assistant Manager

Bank of China (Canada); Markham; On-site; CAD 85,000 - 120,000; Full time

Job summary

Bank of China (Canada) is seeking an Assistant Manager, Compliance in Markham, Ontario. The role focuses on supporting the Regulatory Compliance Management program, conducting regulatory gap analyses, and maintaining compliance policies and control matrices.

You will map controls, advise business units, and monitor remediation to ensure regulatory alignment. The position requires a Bachelor’s degree in a related field and 4+ years of experience in regulatory compliance or risk management,

Qualifications

• Bachelor’s degree in Business, Finance, Law, Risk Management, Compliance, or related discipline.
• 4+ years in regulatory compliance, regulatory risk, compliance testing, internal controls, or risk management.
• Strong understanding of Regulatory Compliance Management (RCM) principles.
• Knowledge of Canadian financial services regulatory requirements, including consumer protection and privacy.

Responsibilities

• Support the Regulatory Compliance Management (RCM) program, identifying and monitoring regulatory requirements.
• Conduct regulatory gap analyses for new or amended requirements and track remediation upon implementation.
• Maintain and enhance compliance policies, procedures, and control matrices.
• Perform control mapping, identify gaps, and propose remediation actions.
• Provide compliance guidance to business units on regulatory requirements and controls.
• Handle customer complaints and assist with regulatory reporting and escalation.
• Collect and review periodic compliance self-assessments from business units.
• Review marketing materials from a regulatory perspective and track remediation.

Skills

Regulatory compliance

Regulatory risk

Compliance testing

Internal controls

Risk management

Microsoft Office

Education

Bachelor’s degree in Business, Finance, Law, Risk Management, Compliance

Tools

Excel

Word

PowerPoint

Job description

Bank of China (Canada) is seeking an Assistant Manager, Compliance in Markham, Ontario. The role focuses on supporting the Regulatory Compliance Management program, conducting regulatory gap analyses, and maintaining compliance policies and control matrices.

You will map controls, advise business units, and monitor remediation to ensure regulatory alignment. The position requires a Bachelor’s degree in a related field and 4+ years of experience in regulatory compliance or risk management,