Regulatory Compliance Lead: Risk & Controls

BMO U.S.; Toronto; On-site; CAD 56,000 - 120,000; Full time

Benefits offered by this job

Health insurance

Tuition reimbursement

Life insurance

Retirement savings plans

Job summary

BMO Financial Group is seeking a Compliance professional to assist in implementing and maintaining the regulatory program across the U.S. and Canada. You will coordinate risk assessments, monitoring, testing and surveillance to ensure adherence to the Compliance Program.

The role involves advising on regulatory developments, policy implementations and collaborating with internal partners to mitigate risks and ensure fiduciary obligations are met.

Qualifications

• Proven understanding of consumer protection and marketing guidelines.
• Strong written and verbal communication in English.
• Ability to analyze compliance data and produce actionable insights.

Responsibilities

• Assist in implementing and maintaining the compliance program.
• Coordinate risk assessments, monitoring, testing and surveillance activities.
• Advise business units on regulatory developments and policy changes.

Skills

Regulatory knowledge

Communication

Project management

Analytical thinking

Relationship management

Data-driven decisions

Education

Post-secondary degree in related field

Compliance certificate (preferred)

Job description

BMO Financial Group is seeking a Compliance professional to assist in implementing and maintaining the regulatory program across the U.S. and Canada. You will coordinate risk assessments, monitoring, testing and surveillance to ensure adherence to the Compliance Program.

The role involves advising on regulatory developments, policy implementations and collaborating with internal partners to mitigate risks and ensure fiduciary obligations are met.