Director Technology Risk FCC

Fidelity International; Old Toronto; Hybrid; CAD 90,000 - 150,000; Full time

Job summary

An established industry player seeks a Director of Technology Risk to lead risk management initiatives within their technology group. This role is pivotal in overseeing risk functions, ensuring compliance, and developing strategic frameworks that align with business goals. You will collaborate with senior management and lead the vendor management program, driving innovation and accountability in a dynamic environment. Join a company that values diversity and offers a supportive atmosphere for professional growth, where you can make a significant impact on the financial services landscape.

Benefits

Flexible Working Hours

Career Development Opportunities

Diversity and Inclusion Programs

Health and Wellness Benefits

Retirement Savings Plan

Employee Assistance Program

Paid Time Off

Training and Development Resources

Qualifications

• 7+ years of experience in risk management and programs.
• Good knowledge of SQL and technology compliance roles.

Responsibilities

• Oversee FCC risk function within technology group.
• Lead technology deliverables of FCC’s Risk Framework.
• Coordinate external technology audits for FCC.

Skills

Risk Management

Project Management

SQL/Database Knowledge

Communication Skills

Regulatory Knowledge

Leadership

Vendor Management

Audit Knowledge

Education

University Degree

Professional Designation in Audit/Risk Management

Job description

Director Technology Risk FCC page is loaded

Director Technology Risk FCC

Apply locations Toronto Office time type Full time posted on Posted 30+ Days Ago job requisition id J53623

Job Description

You will be working on a flexible hybrid schedule as part of Fidelity’s dynamic working arrangement.

Who We Are

At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we’re constantly seeking to find new and better ways to help our clients. As a privately owned company, we boldly embrace innovation in all areas as we continue to grow our business into the future.

Working with us means you’ll be part of a diverse and dedicated group of people who make a real difference for our clients and communities every day. You’ll have a wide range of opportunities to grow and develop your career in an inclusive environment where you’ll feel valued and supported to be your best - both personally and expertly.

Business Overview

Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.S.-based firms. Fidelity Clearing Canada’s core values for solution delivery are centered around transparency, leadership, and collaboration.

What You Will Do

The Director, Technology Risk, FCC is a key role overseeing the Fidelity Clearing Canada (“FCC”) risk function within the technology group and is responsible for identifying and monitoring risks arising in connection to the use, architecture and operation of technology at FCC and will provide strategic direction and vision for the Risk function within technology. This role will oversee and continually develop the technology components of the overall FCC risk management framework, related policies and processes, ensuring they meet business and regulatory expectations.

This role will coordinate with the Chief Risk Officer of FCC and the Risk functions within Fidelity Canada and Fidelity International Limited and will additionally oversee and coordinate the external technology audits for FCC including CASE3416 and SOC audits. The Director, Technology Risk Officer will be a leadership role within the FCC technology group supporting the growth of FCC and promote and protect the reputation and effectiveness of FCC through the continued development of critical risk programs in conjunction with other business stakeholders.

• Lead and build the technology deliverables of FCC’s Risk Framework to ensure continual development, communication and success of FCC’s Risk Management program
• Develop regular reporting to each of Senior Management, the Risk and Controls Committee and the Audit Committee of the Board on the status of FCC's Risk Programs as required
• Lead or participate in cross Fidelity projects, ensuring technology and operational risks are properly assessed
• Ensure new risk programs/initiatives and changes to existing programs are communicated effectively across the technology group and that appropriate training is provided where required. Offer risk consultation services as required
• Lead the FGC vendor management program for FCC technology vendors, ensuring appropriate governance is occurring based on Fidelity Canada guidelines and policies.

What We Are Looking For:

• Completed University Degree or equivalent work experience
• 7+ years of experience in risk management and risk programs
• 5+ years of experience at the management level
• Prior experience in a compliance and back-office operations role
• Prior experience in Technology compliance role
• Good knowledge of SQL/database Platform knowledge
• Professional designation or certificate in audit, risk management or internal control
• Completed or in the process of completing CSC or IFIC, and CA designation is an asset

The Skills You Bring:

• A strong ability to communicate (written and verbal).
• A strong sense of accountability and taking initiative to drive projects to completion.
• Emphasis on risk and audit an inquiring mind.
• Knowledge and understanding of clearing firm regulatory obligations, Canadian brokerage industry and brokerage operations, including the impact of technology on this market.
• Experience managing projects and scaling processes with company growth.
• Ability to collaborate and influence across all levels of the organization.
• Effective presentation skills.
• Strong influencing skills. Gains acceptance of ideas and suggestions from business partners.
• Strong knowledge and understanding of the Canadian regulatory environment, CIRO rules and regulations, OSC and other provinces and territories.
• Ability to plan, monitor, control projects, ensuring efficient utilization

Current work authorization for Canada is required for all openings.

Fidelity Canada is an equal opportunity employer

Fidelity Canada is committed to fostering a diverse and inclusive workplace. We will consider all qualified applicants for employment regardless of race, color, religion, sex, sexual orientation, gender identity or expression, national or ethnic origin, age, disability, family status, protected veterans’ status, Aboriginal/Native American status or any other legally-protected ground.

Accommodation during the application process

Fidelity Canada welcomes and encourages applications from people with disabilities. Accommodations are available on request for candidates taking part in the selection process. If you require an accommodation, please email us at [e-mail].

No telephone inquiries or agencies please. We thank all applicants for their interest, please be advised that only those selected for an interview will be contacted.

Why Work at Fidelity?

We are proud to be recipients of the following:

Awards

• Canada's Top 100 Employers
• Greater Toronto's Top Employers
• Canada's Top Family-Friendly Employers
• Canada's Top Employers for Young People

• Great Place To Work Certified

• Best Workplaces for Inclusion
• Best Workplaces for Mental Wellness
• Best Workplaces for Today's Youth
• Best Workplaces for Women
• Best Workplaces in Financial Services & Insurance
• Best Workplaces in Ontario
• Best Workplaces with Most Trusted Executive Teams

• LinkedIn Top Companies in Canada

• Human Resource Director (HRD) - Best Place To Work

• HRD - 5-Star Benefit Program
• HRD - 5-Star Diversity & Inclusion Employer

Designations

• Canadian Compassionate Companies – Certified
• Benefits Canada's Workplace Benefits Award - Future of Work Strategy
• TalentEgg National Recruitment Excellence Award - Special Award for Diversity & Inclusion in Recruiting
• Canadian HR Reporter's Most Innovative HR Team

About Us

Fidelity Canada has become an employer of choice for talented people seeking rewarding career opportunities in the financial services industry. We look to hire outstanding individuals who want to maximize their potential and be challenged in all aspects of their professional careers.

To help our employees excel in their roles at Fidelity, we provide everyone here with the best training, resources and support possible throughout their careers. With our help, there’s no limit to what you can accomplish here.

We’re excited you’re considering Fidelity for your career plans. The Search Jobs section is your online source for job opportunities at Fidelity. Using our site is simple - just take a few moments to create an online profile for your ideal job. Your profile is then automatically matched to open positions and you are notified via e-mail each time a match is made. Or, if you prefer, you can search our list of jobs before registering with us.