Compliance Officer

Placements24; Kimberley; On-site; CAD 70,000 - 90,000; Full time

Benefits offered by this job

Competitive salary

Comprehensive benefits package

Professional development

Job summary

Placements24 is seeking a diligent Compliance Officer in Kimberley to ensure adherence to legal, regulatory, and internal policy requirements within the financial sector.

You will monitor activities, develop and implement controls, and conduct regular training to mitigate risks and uphold high standards of conduct. The role requires a detail-oriented professional with integrity and strong analytical skills.

Qualifications

• Bachelor's degree in Law, Finance, Business, or related field.
• 1-3 years of experience in a compliance, legal, or regulatory role, preferably in the financial industry.
• Strong understanding of compliance principles and relevant legislation.
• Excellent written and verbal communication abilities.
• High level of integrity and attention to detail.

Responsibilities

• Monitor business activities to ensure compliance with laws, regulations, and policies.
• Develop, implement, and maintain compliance procedures and controls.
• Conduct regular compliance training for employees and raise awareness of regulatory obligations.
• Investigate potential compliance breaches and prepare reports with recommendations.
• Assist in preparation for regulatory examinations and audits.
• Stay updated on changes in legislation and regulatory requirements.

Skills

Regulatory compliance

Investigations

Risk assessment

Policy development

Training

Education

Bachelor's degree in Law, Finance, or Business

Job description

About the Role

Our client is seeking a diligent and thorough Compliance Officer to join their team in Kimberley. This role is essential for ensuring the organization adheres to all relevant legal, regulatory, and internal policy requirements. You will be involved in monitoring activities, conducting investigations, and implementing compliance procedures to mitigate risks and maintain the company's integrity. This is a key position for an individual detail-oriented and committed to upholding the highest standards of conduct within the financial sector.

Key Responsibilities

• Monitor business activities to ensure compliance with all applicable laws, regulations, and internal policies.
• Develop, implement, and maintain compliance procedures and controls.
• Conduct regular compliance training for employees and raise awareness of regulatory obligations.
• Investigate potential compliance breaches and prepare detailed reports with recommendations.
• Assist in the preparation for and response to regulatory examinations and audits.
• Stay abreast of changes in legislation and regulatory requirements affecting the organization.

Requirements

• Bachelor's degree in Law, Finance, Business, or a related field.
• 1-3 years of experience in a compliance, legal, or regulatory role, preferably in the financial industry.
• Good understanding of compliance principles and relevant legislation.
• Strong analytical and investigative skills.
• Excellent written and verbal communication abilities.
• High level of integrity and attention to detail.

Benefits

• Competitive salary and comprehensive benefits package.
• Opportunities for professional development and compliance certifications.
• A supportive work environment in Kimberley focused on ethical conduct.
• Exposure to diverse compliance challenges within the financial sector.
• Paid time off and other standard employee benefits.