Regulatory Compliance Specialist — Financial Sector

Placements24; Kimberley; On-site; CAD 70,000 - 90,000; Full time

Benefits offered by this job

Competitive salary

Comprehensive benefits package

Professional development

Job summary

Placements24 is seeking a diligent Compliance Officer in Kimberley to ensure adherence to legal, regulatory, and internal policy requirements within the financial sector.

You will monitor activities, develop and implement controls, and conduct regular training to mitigate risks and uphold high standards of conduct. The role requires a detail-oriented professional with integrity and strong analytical skills.

Qualifications

• Bachelor's degree in Law, Finance, Business, or related field.
• 1-3 years of experience in a compliance, legal, or regulatory role, preferably in the financial industry.
• Strong understanding of compliance principles and relevant legislation.
• Excellent written and verbal communication abilities.
• High level of integrity and attention to detail.

Responsibilities

• Monitor business activities to ensure compliance with laws, regulations, and policies.
• Develop, implement, and maintain compliance procedures and controls.
• Conduct regular compliance training for employees and raise awareness of regulatory obligations.
• Investigate potential compliance breaches and prepare reports with recommendations.
• Assist in preparation for regulatory examinations and audits.
• Stay updated on changes in legislation and regulatory requirements.

Skills

Regulatory compliance

Investigations

Risk assessment

Policy development

Training

Education

Bachelor's degree in Law, Finance, or Business

Job description

Placements24 is seeking a diligent Compliance Officer in Kimberley to ensure adherence to legal, regulatory, and internal policy requirements within the financial sector.

You will monitor activities, develop and implement controls, and conduct regular training to mitigate risks and uphold high standards of conduct. The role requires a detail-oriented professional with integrity and strong analytical skills.