Branch Supervision & Compliance Lead

BMO U.S.; Toronto; Sur place; CAD 56 000 - 120 000; Plein temps

Avantages offerts par ce poste

Health insurance

Tuition reimbursement

Accident and life insurance

Retirement savings plans

Résumé du poste

BMO Private Wealth is seeking a Branch Supervision Specialist to support supervision activities, policy adoption and risk controls across private wealth branches. You will evaluate supervision effectiveness and deliver training while ensuring regulatory compliance and strong stakeholder collaboration.

The role emphasizes approvals for accounts and trades, analysis of data, and acting as escalation point for supervision issues, all within a risk-conscious culture.

Qualifications

• Minimum 4–6 years of relevant experience with post-secondary degree.
• In-depth knowledge of supervision and industry regulations.
• Licensing and certification requirements for the branch/jurisdiction.
• CIM or CFA designation is preferred.
• Proficient in communicating and collaborating across teams.
• Data-driven decision making and analytical skills.

Responsabilités

• Support execution of strategic initiatives with internal and external stakeholders.
• Break down strategic problems and provide insights and recommendations.
• Approve new/updated accounts and trade transactions; review insiders and communications.
• Act as escalation point for supervision issues within the branch.
• Ensure regulatory requirements and risk processes are followed and documented.

Connaissances

Verbal and written communication

Regulatory knowledge

Analytical thinking

Problem solving

Stakeholder collaboration

Formation

Bachelor’s degree or higher

CIM or CFA designation preferred

Outils

CIRO registrant in good standing

Description du poste

BMO Private Wealth is seeking a Branch Supervision Specialist to support supervision activities, policy adoption and risk controls across private wealth branches. You will evaluate supervision effectiveness and deliver training while ensuring regulatory compliance and strong stakeholder collaboration.

The role emphasizes approvals for accounts and trades, analysis of data, and acting as escalation point for supervision issues, all within a risk-conscious culture.